Rajan Karol Email & Phone Number

• Total 15+ years of experience in architecting and designing technical solutions for Asset Management, Investment Banking and Publishing domains• Over 10+ years Trading and Risk Management experience in Pre and Post Trade Compliance, Surveillance Reporting, Personal Trade Compliance, AML, Sell Side (Client Onboarding, Research, Confirms and Statements), ETL solutions for Reference-Data Reporting/Accounting, Corporate Actions• 4 years of Publishing Domain experience in developing page layout software, text and picture editing software and cross platform libraries for the dynamic publishing domain• Team leading experience in Consulting and Product development organizations across multiple geographies.• Strong analytical skills, quick grasp and learning ability, strong focus on quality and constantly striving for improvements and innovationExpertiseCreating pre-trade and post trade compliance frameworks for supporting rules like• ESMA Short Selling for Europe (EU No 236/2012), ASIC Short Selling for AU (ASIC RG 196), SFC (Short Position Reporting) Rules (L.N. 48 of 2012) for HK and FSA Japan• Beneficial Ownership Reporting (SEC - SEA 13D/G)• Order Audit Trail System (FINRA 7410-7470), Electronic Bluesheets FINRA (SEC 17a-25)• Commodity Position Limits (Rule 559 for CME/CBOT/NYMEX/ICE), CTFC Position Limits (Part 151)• FSA Transaction Reporting (FSA SUP17)• CTFC LTR under Commodities Exchange Act (CEA)• OCC Large Options Position Reporting• 10b10 ConfirmsTechnology• Proficient in : C++, STL, C, Python, XML, DOM, Boost, ACE, OpenMP, Axis2C, Multi-threading, Design Patterns• Familiar with : Perl , C#, Java, UNIX Shell Scripting, PL/SQL Sybase, Win32 SDK, Carbon API

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  Himachal Pradesh University

  Computers