Rajeev Kumar Email & Phone Number

Sirsa Area, India

Smc Global Securities Ltd.( Sirsa) May’2005 to Till dateAs Compliance Officer  Handling all Operational work of Sirsa Branch(DP 12019115) like pay-in and pay-out of securities of Sirsa Branch, account opening and closing , punching of delivery slip(dis) for pay in and off-market slips, Pledging and Unpledging creation, Freeze and Unfreeze, Dematerlizaton of Physical share and Mutual Fund into electronic form, Rematerlization of electronic share in physical form and Etc. Operating of back office software and updating on daily basis.( files provided by CDSL) like ,dp50,dpa5,dpc7,isin,dpc9 and dpg1. Posting of expenses voucher in back office software and making transaction bill, AMC bill, bank reconciliation between branch and head office at the end of every month. Operating of online software of CDSL called CDAS and maintain on time to time prescribed by cdsl. Handling over 3200 hundred client single handily. Manages all audit of Dp (12019115) like concurrent, internal and external audit manage by CDSL on quarterly, half yearly and annually basis. Selling and Promoting IPOs’, Mutual Fund and Tax Free Bond at time of issues. Generate high volume on above said product. Look after of compliance of Hissar franchise on every Saturday of the month.  Maintaining registers of like DIS book register, POA register, nominations register, back up register, investor grievance register, Drf register, Dispatch register and other miscellaneous registers.

Sirsa Area, India

Smc Global Securities Ltd.( Sirsa) May’2005 to Till dateAs Compliance Officer  Handling all Operational work of Sirsa Branch(DP 12019115) like pay-in and pay-out of securities of Sirsa Branch, account opening and closing , punching of delivery slip(dis) for pay in and off-market slips, Pledging and Unpledging creation, Freeze and Unfreeze, Dematerlizaton of Physical share and Mutual Fund into electronic form, Rematerlization of electronic share in physical form and Etc. Operating of back office software and updating on daily basis.( files provided by CDSL) like ,dp50,dpa5,dpc7,isin,dpc9 and dpg1. Posting of expenses voucher in back office software and making transaction bill, AMC bill, bank reconciliation between branch and head office at the end of every month. Operating of online software of CDSL called CDAS and maintain on time to time prescribed by cdsl. Handling over 3200 hundred client single handily. Manages all audit of Dp (12019115) like concurrent, internal and external audit manage by CDSL on quarterly, half yearly and annually basis. Selling and Promoting IPOs’, Mutual Fund and Tax Free Bond at time of issues. Generate high volume on above said product. Look after of compliance of Hissar franchise on every Saturday of the month.  Maintaining registers of like DIS book register, POA register, nominations register, back up register, investor grievance register, Drf register, Dispatch register and other miscellaneous registers.

All dp work

Kanpur

As DP Manger As DP Manger  Handling all Operational work of depository ,Head Office (DP 12072200) like pay-in and pay-out of securities of all Branches, account opening and closing , punching of delivery slip(dis) for pay in and off-market slips, Pledging and Unpledging creation, Freeze and Unfreeze, Dematerlizaton of Physical share and Mutual Fund into electronic form, Rematerlization of electronic share in physical form and Etc. Operating of back office software and updating on daily basis.( files provided by CDSL) like ,dp50,dpc9, dpm3,dpa5,dpc7,isin,dpc3 and dpg1. Posting of expenses voucher in back office software and making transaction bill, AMC bill, bank reconciliation between Head office and Branch office at the end of every month. Operating of online software of CDSL called CDAS and maintain on time to time prescribed by cdsl. Handling over 180 clients single handily. Manages all audit of Dp (12072200) like concurrent, internal and external audit manage by CDSL on quarterly, half yearly and annually basis. Selling and Promoting IPOs’, Mutual Fund and Tax Free Bond at time of issues. Generate high volume on above said product. Look after of compliance of all branches & franchise on regularly basis. Maintaining registers of like DIS book register, Cash/Suspicious Transaction register, POA register, nominations register, back up register, investor grievance register, Drf register, Dispatch register and other miscellaneous registers

Bachelor Of Commerce (B.Com.), Accounting And Business/Management, A

Bachelor Of Commerce (B.Com.), Accounting And Finance