Rajeev Ranjan, Mba, Acams, Fis, Csc, Ccc Email & Phone Number

Toronto, On, Ca

Toronto, Ontario, Canada

Toronto, Canada Area

• Led a team of 12 Investigators/ Senior Investigators/ Team Lead, overseeing investigation and management of AML/ATF Automated Monitoring System (AMS) Alerts, Unusual Transaction Reports (UTRs) and Referrals • Successfully led the transition process of my team from Name Scanning to FIU, provided training & coaching, served as the escalation & resolution point for alerted cases• Supported the implementation of new AML/ATF methodologies, monitoring tools, miscellaneous projects to… Show more • Led a team of 12 Investigators/ Senior Investigators/ Team Lead, overseeing investigation and management of AML/ATF Automated Monitoring System (AMS) Alerts, Unusual Transaction Reports (UTRs) and Referrals • Successfully led the transition process of my team from Name Scanning to FIU, provided training & coaching, served as the escalation & resolution point for alerted cases• Supported the implementation of new AML/ATF methodologies, monitoring tools, miscellaneous projects to mitigate new and emerging ML/TF risks while providing feedback on ongoing analysis of core operational processes to identify potential procedural gaps• Created a high performance culture within the team and provided subject matter expertise to team members on AML topics and internal operating procedures• Supported with the hiring and human resource development process, managing succession and development planning for the team and identifying and promoting high performing individuals Show less

Mississauga, Ontario, Canada

• Led Name Scanning team of 14 Analysts, overseeing operational processes and ensuring quality performance, proper regulatory AML reporting and risk mitigation• Monitored volume and ageing of alerts/cases in various baskets (Canadian & International), ensuring timely closing of true match cases by signing and uploading the PEP referral forms • Supported Oracle Integration/IT & Miscellaneous Remediation projects, Lean review initiatives, reconciliation process with EDDU to help create… Show more • Led Name Scanning team of 14 Analysts, overseeing operational processes and ensuring quality performance, proper regulatory AML reporting and risk mitigation• Monitored volume and ageing of alerts/cases in various baskets (Canadian & International), ensuring timely closing of true match cases by signing and uploading the PEP referral forms • Supported Oracle Integration/IT & Miscellaneous Remediation projects, Lean review initiatives, reconciliation process with EDDU to help create more efficient workflow • Mentored and coached team members for on-going professional development to ensure that knowledge is current and comprehensive to support the name scanning process• Helped build a high-performance environment and implementing a people strategy that attracts, retains, develops and motivates team by fostering an inclusive work environment Show less

• Handled international wire payment escalations involving sanctioned countries/high risk jurisdictions for potential sanction, money laundering and terrorist financing violations• Managed correspondent banking relationships with overseas corespondent banks• Handled Name Screening/Watch List Management escalations to identify potential PEPs (Politically Exposed Persons) or designated persons or entities on other regulatory lists• Successfully trained Senior Investigators in the… Show more • Handled international wire payment escalations involving sanctioned countries/high risk jurisdictions for potential sanction, money laundering and terrorist financing violations• Managed correspondent banking relationships with overseas corespondent banks• Handled Name Screening/Watch List Management escalations to identify potential PEPs (Politically Exposed Persons) or designated persons or entities on other regulatory lists• Successfully trained Senior Investigators in the Wire payment screening and Name screening/WLM process • Participated in OSFI audit, concurrent IT projects, implementation of Bill C-31 project • Conducted comprehensive review of high risk clients, assessed risks posed to bank, provided final recommendation to maintain / demarket customers based on risk assessment Show less

Toronto, Ontario, Canada

• Undertook business development functions in new customer acquisition, investment and lending categories as per CIBC guidelines and policies• Recommended full range of solutions (banking, credit, investment & wealth protection) using debt management and wealth management concepts • Processed mortgage, secured lending applications, conducted due diligence, analyzed financial information, conducted ratio analysis, and ensured compliance with CIBC risk guidelines • Achieved more than… Show more • Undertook business development functions in new customer acquisition, investment and lending categories as per CIBC guidelines and policies• Recommended full range of solutions (banking, credit, investment & wealth protection) using debt management and wealth management concepts • Processed mortgage, secured lending applications, conducted due diligence, analyzed financial information, conducted ratio analysis, and ensured compliance with CIBC risk guidelines • Achieved more than 100% of target for customer acquisition, investments & borrowings segments for the 1st, 2nd & 3rd qtr. of FY 2015 Show less

Toronto, Canada Area

Fresno, California Area

• Managed $160 million USD Commercial Real Estate portfolio by serving as primary point of contact for client relationships, facilitated portfolio growth of 64% over two year period, monitored credit performance on an ongoing basis and developed/implemented strategies to return high risk accounts to performing status • Undertook origination functions including conducting due diligence, analysis and interpretation of financial statements, addressing industry risks, collateral requirements… Show more • Managed $160 million USD Commercial Real Estate portfolio by serving as primary point of contact for client relationships, facilitated portfolio growth of 64% over two year period, monitored credit performance on an ongoing basis and developed/implemented strategies to return high risk accounts to performing status • Undertook origination functions including conducting due diligence, analysis and interpretation of financial statements, addressing industry risks, collateral requirements, pricing and adjudication within delegated authority Show less

Lucknow, Uttar Pradesh, India

• Administered the overall strategy for the branch by assuming P&L responsibility, managing budgets, expenses, handling administrative duties, ensuring compliance from all employees with all health & safety policies, procedures and regulations • Ensured high employee engagement through recruiting, talent management, development, and career planning and coached the team on client advice and education, problem resolution and prevention at first point of contact• Acted as Brand Ambassador… Show more • Administered the overall strategy for the branch by assuming P&L responsibility, managing budgets, expenses, handling administrative duties, ensuring compliance from all employees with all health & safety policies, procedures and regulations • Ensured high employee engagement through recruiting, talent management, development, and career planning and coached the team on client advice and education, problem resolution and prevention at first point of contact• Acted as Brand Ambassador by building brand recognition while supporting sales initiatives, delivered results on new client acquisitions through multiple channels, enhanced the customer experience and allocated resources towards community development programs Show less

Various Locations Across India

• Underwent two year Rotational Leadership Program divided into 4 six month assignments in Personal & Commercial Banking, Capital Markets, Audit & Compliance, Technology & Operations • Awarded “Outstanding Achiever Award” for the year 2004

Master Of Business Administration (M.B.A.), Finance And Real Estate

Certified Associate Of Indian Institute Of Bankers

Qualified Associate of Association of Mutual Funds of India (AMFI)

Masters Of Science