Principal And Consultant
Rsb Control Solutions
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Ralph Block Email & Phone Number
Principal and Consultant
at
RSB Control Solutions
LinkedIn matched
✓ Verified Jun 2026
3 data sources
Profile completeness 86%
Current company
RSB Control Solutions
Role
Principal and Consultant
Location
Boston, Massachusetts, United States
Who is Ralph Block? Overview
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Quick answer
Ralph Block is listed as Principal and Consultant at RSB Control Solutions, based in Boston, Massachusetts, United States. AeroLeads shows a matched LinkedIn profile for Ralph Block.
Ralph Block previously worked as Managing Director – Enterprise Risk Management (Operational Risk and Technology Risk) at Brown Brothers Harriman and Director Audit, Risk and Control Services at Kpmg. Ralph Block holds Ms, Management Information Systems from Boston University.
Profile bio
About Ralph Block
Diligent, results-driven business leader and consultant, with vast experience in designing, building and directing enterprise risk management, internal audit, and quality assurance functions within consulting, banking and financial service environments. Trusted advisor to senior executives, and able to effectively communicate, influence, and drive consensus to support execution of key business initiatives.Areas of specialty include:• CPA• Enterprise risk management• Audit, Compliance and Regulatory Reporting• Cyber risk assessment • SOC1, SOC2, SOX program implementation • IT audit and risk management• Policy development and management• Program leadership and project management• Executive influence and Board-level reportingVALUE ADDED ACCOMPLISHMENTS• Led enterprise operational risk management program, including build out of an Archer based GRC platform (RCSA, Issue Management, Regulatory Assessments). • Implemented various SOC 1, SOC 2 (security and availability) and SOX control programs. • Led or supported various operational, cybersecurity and IT risk assessments (ITGC, Cybersecurity, access, infrastructure, network, business recovery).• Led firm-wide project to identify and evaluate official books and records, data ownership, data prioritization.• Evaluated internal audit operations against Institute of Internal Auditors (IIA) standards and industry-leading practices.• Designed and implemented a global internal control function to evaluate and monitor core internal controls.• Served as key member of various executive-level risk-based committees.• Managed global projects to evaluate, design, and implement regulatory control frameworks (Foreign Corrupt Practices Act (FCPA), UK anti-bribery requirements, Sarbanes Oxley)
Current workplace
Ralph Block's current company
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Rsb Control Solutions
5 roles · 25 years
Ralph Block work experience
A career timeline built from the work history available for this profile.
Managing Director – Enterprise Risk Management (Operational Risk And Technology Risk)
- Led firm-wide assessment of business operational and information technology (IT) controls to support the build-out and implementation of a SOC 2 control program.
- Implemented SOC 2 reporting standards, control remediation requirements and monitoring controls.
- Managed external auditors and presented progress to oversight committee.Reporting to Head of Risk Management (Managing Director and Partner), led enterprise operational risk management (ERM) function responsible for.
- Developed strategy and implemented new platform to support an integrated Governance, Risk and Compliance (GRC) platform on Archer (risk control self-assessment [RCSA], issues management).
- Managed design, development and global implementation of new risk and control self-assessment (RCSA) program
- Led firm-wide project to identify and evaluate official books and records, data ownership, data prioritization, and related destruction requirements to prepare firm for partial buy-out of business operations.
Sep 2015 - Apr 2024
Director Audit, Risk And Control Services
- Built and supported growth of Internal Audit, Risk and Compliance advisory practice in New England market. Focused on development of risk management, internal audit, regulatory, and internal control practices.
- Managed team and conducted team leadership activities, including scheduling, hiring, and professional development.
- Cultivated relationship development to support business growth control advisory practice.
- Directed various complex projects focused on assessment, design, and implementation of internal control and regulatory programs and evaluation of internal audit and Sarbanes Oxley (SOX) environments.
- Led global Foreign Corrupt Practices Act (FCPA) assessment and ongoing compliance program for leading retailer.
Oct 2011 - Sep 2015
Vice President - Sr. Director: Operation Control Management
- VP –Senior Director Operations Control Management – US Fund Services (2008-Present)VP-Director Operations Control Management – Boston Fund Services (2003-2008)VP–Quality Assurance – Boston Fund Accounting.
- Transformed Internal Control Function from an individual contributor role to a team of 17 professionals which became the basis for the Global Operating Model.
- Effectively identified, assessed, and minimized potential adverse impacts of operational risk to the company through cross-functional collaboration and training to drive comprehensive understanding of operational.
- Conceived, designed and implemented a global risk-based monitoring (test) program which increased the ability to effectively manage risk through proactive identification of operational issues across business lines.
- Lead various forums to discuss key risk issues and enhance control awareness. Spearheaded actions to drive changes to operating model across various platforms
- Supported multiple migrations of business functions, both internationally and domestically, to ensure seamless continuity of operations and effective organizational alignment.
2001 - Oct 2011
Vp - Senior Director Internal Controls
Built highly progressive and rewarding career with increasing levels of responsibility focused on development of financial audit, internal control, and risk-based programs within fund services (fund accounting, transfer agency, fund administration) and financial services environments. Oversight of LOB Disaster Recovery Program. EARLIER PROFESSIONAL.
Sep 1995 - Sep 2001
2 education records
Ralph Block education
Ms, Management Information Systems
Boston University
Ba, Accounting
Isenberg School Of Management, Umass Amherst
FAQ
Frequently asked questions about Ralph Block
Quick answers generated from the profile data available on this page.
What company does Ralph Block work for?
Ralph Block works for RSB Control Solutions.
What is Ralph Block's role at RSB Control Solutions?
Ralph Block is listed as Principal and Consultant at RSB Control Solutions.
Where is Ralph Block based?
Ralph Block is based in Boston, Massachusetts, United States while working with RSB Control Solutions.
What companies has Ralph Block worked for?
Ralph Block has worked for Rsb Control Solutions, Brown Brothers Harriman, Kpmg, Jpmorgan Chase, and State Street.
How can I contact Ralph Block?
You can use AeroLeads to view verified contact signals for Ralph Block at RSB Control Solutions, including work email, phone, and LinkedIn data when available.
What schools did Ralph Block attend?
Ralph Block holds Ms, Management Information Systems from Boston University.
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