As part of Flod

Financial Service Risk Mangement

in Operational Risk Management team in FMO (Financial Market operations).Responsible for FX, FX Prime Brokerage, Reconciliation, Security operations Cash Controls, Nostro management (ALM) Sanction and CLS KCSA.Good knowledge on Financial and regulatory risk reporting.Adhering to the agreed KCSA (key control self assessment) plans and approach.To identify and report all exceptions on non compliance with standard controls.Maintaining proper record keeping on all KCSA related activities.Maintaining robust controls and monitoring actions.Discussion with Process head with BORG team about the Exceptions.Preparation of Gross Risk template to run KCSA globally across the SCB.Identification of material and non material for those exceptions, while reviewing the process.Process automation and mapping and re alignment of process.Timely review of security matrix for all the applications used by the unit.Taking major role for any new migration and as well as to get SLA and RR approved.Preparation of SLA, PRA, BIA, Checklist as part of migration.

Trade capture, review and Pre settlement of FX trade and settlement of FX cash and Option trades.Confirmation of FX ,Option trades .Process daily settlements of FX, Prime Brokerage cash trades and option deals to meet strict intraday deadlines.Match (reconcile) all relevant accounts on a daily basis & Investigate unmatched items/open breaks at a transaction/account posting level Resolve unmatched items/open breaks & monitor status of reconciliation.Resolve unmatched items/open breaks & monitor status of reconciliation as well as reporting of open breaksAnalyzing the claims raised by Client and finding the error source for failure and settle the claims in stipulated time frame.Direct interaction with all banks in the world through swift for back valuation of money received/paid, amendment of payment order, recalling of funds and asking for Use of Funds which paid in error.Working on various International vendor confirmation and settlement applications like FXALL, MISYS, GTSS, ALERT, TLM and CLS.Complete working experience in FX Trade life cycle from Confirmations, Settlements, Investigation and Error Financing Cost.Successfully migrated FX Investigations and EFC process from Stamford and our team stood in top 5 of global Team Excellency award for 1st Quarter of 2009.Suggested improvements in process by reducing unnecessary steps in Process manuals.Review of team and individual KPI’s and action accordingly to meet the SLA’s.Holding B1 Business Visa to USA for 10 years

Operational Risk Performance Measurement Team) Defining or Setting Benchmarks / Service Level Agreements.Regression testing using eSpear Tool and Benchmark Application.Gathering raw data and generating reports for the purpose of MIS.Web Development, Drafting Workflows and automating of manual reports using VBA and MS Access.Setting the parameters and testing them to improve the functionality of the Benchmarking application tool.Expertise in Reconciliation & Reporting of breaks captured while monitoring the trade flow for all financial product lines

PROJECT_1:-Core Reconciliation.Reconciliation is comparison of two books of accounts.To confirm the accuracy and completeness of the processing and settlement of transactions To identify errors in the processing and settlement of transactions To identify non receipts of funds from counterparties as close as possible to the value date and to identify receipt of unexpected funds To detect possible fraudulent transactions To enable the immediate commencement of investigations of un-reconciled items Role: Analyzing the breaks, generating the daily reports for each entity, Making Daily Performance Metrics (DPM) for all the entities, uploading the MIS report in the web site.Contribution: Leading the team of four members.Domain: Investment BankingTechnology: Smart stream, DB Tool