• Conducted OFAC reviews against the SDN list to identify high-risk customers.• Performed transaction monitoring to identify and mitigate suspicious activities, preventing money laundering and terrorist financing.• Conducted comprehensive Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) on high-risk customers to ensure regulatory compliance.• Performed ongoing monitoring of customer accounts to detect changes in behavior or transaction patterns, ensuring timely identification of potential risks.• Managed group mailbox and addressed queries from internal and external stakeholders.• Analyzed trends, patterns, and product utilization by customers to adjust threshold limits and reduce future alerted transactions.• Analyzed past alerts and cases to review previous investigations and their conclusions.• Identified and escalated red flags indicating potential suspicious activities or compliance risks.• Performed QC reviews and documented results for relevant activities.• Provided process training and mentorship to new joiners to ensure role readiness.

• Monitored financial transactions to detect suspicious activities and potential money laundering schemes.• Traced funds to verify the legitimacy of the source and ensure they were not linked to money laundering or illegal activities.• Investigated alerted transactions using KYC, past transaction history, and online research on customers and counterparties to determine the transaction’s purpose.• Handled complaints of unauthorized card use and managed the chargeback process.• Conducted regular reviews of transactional data to identify anomalies and potential red flags indicative of fraud.

• Performed KYC/AML reviews for mass-market retail and corporate accounts.• Review included CIP, client profiles, source of wealth, AML adverse media, and sanctions screening to assess customer risk.• Validated customer images and addresses against ID proofs to ensure accuracy and prevent discrepancies.• Conducted screening against sanctions lists, PEPs, and adverse media.• Screened customers for negative news, facts, and sanctions using tools like LexisNexis, RDC, and public domain string searches.• Reviewed AML/KYC regulatory requirements for all clients and analyzed transactions that appeared unusual based on the customer’s profile.