Randall Stott Email and Phone Number

Registered Client Service Associate (Nov. 2005 to Nov. 2008) • Opened accounts and entered client information• Processed and completed security orders (stocks, bonds, mutual funds & money markets)• Processed check requests and journals per client request• Completed financial plans and needs for client portfolios• Ran reports for RMD on retirement accounts• Reviewed client accounts for compliance and quality customer service• Completed applications for retirement plans, 529 plans, and annuities • Prepared client letters for mailings and notifications. • Dealt with client satisfaction daily