Randy Pistor Email & Phone Number

Ann Arbor, Mi, Us

Ann Arbor, Michigan

Securities offered through Sigma Financial Corporation, member FINRA (FINRA.org) and SIPC (SIPC.org). Parkland Securities, LLC member FINRA (FINRA.org) and SIPC (SIPC.org). Investment Advisory services offered through Sigma Planning Corporation, a Registered Investment Advisor. Content is strictly for general purposes and is not an offer to sell or solicit any security. For regulatory purposes, we cannot respond to e-mails through this site and any individualized follow-up involving either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made to persons in states where the registered representative is not registered. Third party posts found on this profile have not been reviewed for accuracy or completeness by nor do they reflect the views of Sigma Financial Corporation, Parkland Securities, LLC or Sigma Planning Corporation. Furthermore, to ensure compliance with certain SEC and FINRA rules, we do not use client testimonials on social media sites; this includes receiving and/or posting recommendations or endorsements.

Ann Arbor, Michigan, United States

I provided legal services as a securities and corporate attorney focusing on broker-dealer and investment adviser regulation, 1934 Act reporting, federal securities law, state blue sky law, and general corporate law and governance. I advised businesses, asset managers, investment advisers, and broker-dealers on a variety of securities and corporate law matters to assist them with successfully and ethically navigating an ever-expanding regulatory environment. I also counseled issuers in public and private securities offerings, helping them meet their capital formation objectives.

300 Parkland Plaza, Ann Arbor, Michigan 48103

Ann Arbor, Michigan, United States

Ann Arbor, Michigan

My legal practice areas included the following: general corporate law, corporate finance, corporate governance, securities law, broker-dealer law, and employee benefits law.

Ann Arbor, Michigan

As a broker-dealer Compliance Officer, I reviewed advertising and customer sales for suitability, assisted with branch office audits, taught continuing education courses, spoke at annual conferences, replied to regulatory inquiries, served as junior anti-money laundering officer, and co-authored an extensive employee manual used to document department policies and train new hires.

Doctor Of Law (J.D.), Law, Cum Laude

Master Of Science (M.S.), Finance, General

Bachelor Of Science (B.S.), Honors Pure Mathematics And English