Raphael Pontes Email & Phone Number

São Paulo, Brasil

• KYC Risk Evaluation Management (REM) is an AML function that is responsible for conducting a risk evaluation of new and existing clients with certain high-risk attributes. A risk evaluation is a holistic assessment of.
• Understanding the applicable Global KYC Policies, Standards and Procedures
• Assess various components of the KYC Profile to support the disposition of the client. This may include: Client Information, Ownership Structure, Name Screening Matches, EDD, Product Profile, and Local Requirements.
• Identify and analyze interconnected risks within a KYC Profile
• When necessary, independently investigate risks components to understand context and resolve material issues
• Provide clear, concise, and self-sustaining risk analyses that support the ultimate disposition of each KYC Profile reviewed

São Paulo, Brasil

KYC Quality Assurance Analysis: Customer information, ownership structure, name screening, standard/enhanced due diligence, product profile, and local/global requirements.Identification and analysis of interconnected money laundering and terrorist financing risks.Elaborate risk assessment reports for clients that fall under standard or enhanced due.

São Paulo E Região, Brasil

Brazil´s AML analyst responsible for the elaboration Foreign Correspondent Banks Know Your Customer Records involving AML risk assessment and identification in (SPF, Negative News, High Risk Product Usage, transactions/ alerts analysis); tracking and follow up on partners stakeholders. NAOF project (No Appendix on File), Citi Affiliates and records with.

São Paulo E Região, Brasil

Issue and manage KYC foreign correspondent Banks records involving AML risk assessment and identification (SPF, negative news, High risk product use, transaction analysis/alerts).

São Paulo, São Paulo

Due diligence analysis and verification of existing accounts and new accounts worldwide operating in KYC and PLD. Identification of possible public figures (PEP-SPF).

São Paulo, São Paulo

Barueri, Alphaville

Análise de risco de crédito para clientes. - Responsável pela análise de risco (Risk Rating), específico para cada cliente;- Experiência com elaboração de dossiês com informações sobre clientes;- Vivência com atendimento aos clientes;- Responsável por planilhas de cotação;- Participação em reuniões de revisões anuais de clientes que compunham a carteira.

Barueri, Alphaville

Responsável por consultas ao Sistema do Banco Central, SERASA, checklist de documentação requerida para operações de leasing financeiro e operacional. Interagir com planilhas de endividamento e pesquisas de diversos setores da economia na internet a fim de analisar os riscos e perspectivas do segmento de uma empresa.

Compliance Financeiro Cpc-F, Finance And Financial Management Services

Mba In Controlling, Audit & Compliance

Intercâmbio Cultural Em Toronto, Quebec, Montreal E Ottawa.

Bachelor Of Technology - Btech, International Business And Foreign Trade, International Business And Foreign Trade