Raul Narciso Email & Phone Number

New York, New York

Manage enterprise risk for alternatives asset managerIdentify operational risks on all fund acquisitionsAssist in transition planning for all assets acquiredAdvise senior management on material business risks with “seat at the table”Conduct operational risk self assessments at manager, fund and asset level

New York, New York

Manila

Day to day management of HR shared services teamStakeholder management of regional senior stakeholdersManagement of HR operations team of 120 staff supporting 30 global offices.Management of transition of processes from region to HR shared servicesManagement of tiered service delivery model implementation including establishment of 24/5 help desk functionHelped to build team from 20 to end state of approximately 120 staffManagement of Manila side implementation of case management toolEstablishment of SLA's for all processesEnsure adherence to SLA'sEnsure accuracy of execution and standardize KPI's across shared servicesPromote process improvement including standardization and globalization

Sydney

Project manager - learning management system implementationBuild business case for approval of key stakeholdersManaged RFP and vendor selection processNegotiated favorable contract with vendorImplemented system on time and under budgetImplemented an operating model which includes use of shared servicesManaged functional and technical teamSystem implemented currently used globally in 30 countrieS

New York

Business Management / Operational RiskCOO responsibilities for Macquarie Capital in the US reporting directly to CEOCoordination of budgets, revenue re-forecasting and P&L analysis for multiple Industry Groups and product linesBusiness operational risk manager for Macquarie Capital in the Americas Assisting in identifying operational risks, implementing appropriate controls and compilation of business Operational Risk Self Assessment (ORSA).Investigating and documenting operational risk incidents in monthly management reports and the incident reporting system Reviewing of new business approvals and proposals, and assessing against the Divisions control practices and environment Management of Regulator and Financial (PWC) reviews as well as liaising with the Risk Management Group on business operational risk and audit matters for Macquarie CapitalLiaising with key internal staff on business operational risk matters Coordination and review of management pack to Executive DirectorsManagement of staffing and human resources issuesResolve taxation issues including transfer pricing of cross border incomeDirect responsibility of all administration and operations staffResponsible for business planning and development Right hand person to CEO including providing advice on new business initiatives, coordination of presentation materials, negotiation of key contracts, etcManagement of bonus and promotion processKey achievements: Managed due diligence process and integration of 2 major strategic acquisitions (FPK and Giuliani Capital Advisors); integration work included assessment of controls. Performed operational risk assessment on balance sheet assets during period of numerous acquisitions (car parks, water heaters, toll roads, etc

Assist in implementation of PeopleSoft general ledger, accounts payable and fixed assets softwarePrepare consolidated balance sheet and P&L for management consisting of over 25 legal entitiesManage expense and headcount budgets for over 40 business unitsPrepare and review expense analysis (budget vs. actuals) submitted to business headsPrepare regulatory reports for regulated entities, i.e. Fed Form S, FOCUS Report (15C3-1 and 15C3-3)Supervise and coordinate financial statement audits and assist in regulatory audits (NASD, SEC and IRS)Participate in due diligence of acquired companiesMonitor and reconcile revaluations of all foreign currency balancesSupervision of 3 staff accountants and 1 accounts payable clerkAssist taxation division on transfer pricing studies

Prepare all regulatory reports, i.e. FOCUS Report, Fed Form SAnalyze and prepare financial statementsMaintained and reconciled fixed assets ledgerPrepare forecasts and yearly budgetsResponsible for payroll and payroll related journal entriesCoordinated and executed monthly and yearly closings

Responsible for all accounting functions in relation to Brazil and Mexico offices (A/R, A/P and financial statement preparation)Prepared budgets and forecastsResponsible for payroll and all payroll related journal entriesAnalyzed all inter-company accounts; responsible for all inter-company reporting, reconciliation and settlementResponsible for payroll and payroll related journal entriesPrepared foreign and domestic currency bank reconciliation's