Managed end-to-end processes related to daily trade break resolution for equity, fixed income, bond, and derivative products for a key strategic client in the Americas, EMEA & APAC regions, ensuring timely settlement of trades.Acted as a liaison between clients' trading desks, prime brokers, and executing brokers, maintaining strong relationships with key stakeholders and leveraging cross-functional teams to resolve issues and mitigate risk.Successfully resolved fails with prime brokers by working closely with executing brokers to facilitate delivery, resulting in improved client satisfaction and retention.Collaborated with reconciliation and control teams to ensure the accuracy of internal books and records and adherence to regulatory compliance standards.Oversaw ad-hoc projects and programs related to the improvement of the trade posting process, resulting in increased efficiency and accuracy.Contributed to the development of training materials and best practices to ensure consistent quality across teams and drive knowledge transfer and cross-functional collaboration

Executed assigned audits within the regional banking team & GFC teams, including planning, fieldwork, reporting, tracking, and follow-up, ensuring compliance with audit methodology and applicable regulationsDeveloped and tracked key performance indicators for data analysis using SQL, Toad, and Tableau, resulting in improved audit efficiency and effectiveness and proactive identification of potential risks and controlsAssisted in developing scope and work projects to identify potential risks and controls, evaluated design and operating effectiveness of internal controls, and identified control weaknesses, contributing to the development of audit recommendations and action plansParticipated in formal discussions with business stakeholders throughout the duration of audit engagements to communicate status or concerns, ensuring transparency and collaborationDemonstrated strong attention to detail and critical thinking skills, resulting in the successful identification of potential issues and areas for improvement, and provided recommendations for process improvements

Managed month-to-month bookkeeping, processed payroll, filed taxes, prepared quarterly reports, and collated financial statements.Utilized QuickBooks & EZAcct to ensure the accuracy of financial data and streamline workflowsCommunicated with clients regularly, addressing their concerns and providing updates on their financial status.Maintained accurate financial records and ensure timely and accurate reporting.