Rebecca Cavanaugh Email & Phone Number

Sister Bay, Wi, Us

Sister Bay, Wi, Us

Rock Island, Illinois

• Oversight of Compliance Department staff and projects including product development and state filings, regulatoryfilings, agent oversight and complaint management.• Responsible for Society’s privacy and data security policies, implementation of said policies and ensuring associatetraining.• Providing support and advice related to employment laws and impacts to Society; created processes for remote employeerecruitment as well as tax implications related to hiring remote employees.• Providing input and legal advice to executives related to Society’s annual strategy impacts to internal processes, projects,and regulatory compliance;• Responsible for reviewing contracts for all areas within the organization and negotiating appropriate terms to protectcompany assets. Responsible for outlining and creating processes for contract review and vendor management.

Kansas City, Missouri

- Managing all aspects of company's legal and compliance department including staff, budgets, outside counsel, and corporate board work. - Implemented complete reorganization of legal and compliance department to more effectively handle projects and provide legal resources.- Managing critical and significant corporate, financial and regulatory issues.- Providing input and advice to executives and management on business issues, processes and projects including entrance into new markets and lines of business. - Responsible for assessing significant risks and sharing risk assessments with business partners, including senior leadership, executives and Board members, in order to guide decision-making and risk management.

Greater Milwaukee Area

Providing legal and compliance consulting services in the areas of:- contract review and drafting - industry distribution agreements- regulatory and industry development review and recommendations - product and operational compliance recommendations- regulatory agency relationships

Greater Milwaukee Area

Provided legal counsel to assigned business units on matters related to general regulatory compliance, corporate transactions and business operations. Actively involved in business unit operating/planning meetings as a key advisor. Reviewed and suggested alternative plans to minimize internal and external compliance risks.

Fairfield, Ohio

Acquired by Liberty Mutual in 2007Improved legal research and response times regarding regulatory compliance and operational activities to business units significantly reducing outside counsel spend. Addressed industry actions regarding agency commission payments enabling company to maintain compliance standards and recommended specific course of action to executive managment.

Celina, Ohio

Provided legal counsel for all aspects of company's business including recommending and managing implementation of required regulatory processes related to privacy laws/GLB, TRIA, OFAC, credit score usage and legislative developments with an impact on company operations.

Columbus, Ohio Area

Managed implementation of new financial products with outside sales entities based on specific timelines and product sets. Coordinated with compliance department to revise existing products or to modify pending products in order to receive DOI approval.

Columbus, Ohio Area

Collaborated with sales team to draft annuity products based on company and client specifications. Negotiated with state insurance departments to secure approval. Created procedures used by filing team reducing DOI objections and allowing company to receive approvals more rapidly.

Columbus, Ohio Area

Juris Doctorate, Law

Licensed in Ohio and for corporate practice in Illinois. Inactive licenses in Missouri and Wisconsin.

Bachelors Of Science, Journalism; English