Rebecca Crowder, Cws®, Csop Email & Phone Number

San Antonio, TX, US

San Antonio, Texas

Implementation of firm tools, review and develop process and procedures to maximize efficiencies, and assist in compliance administration.

San Antonio, Texas

I began my career at Covenant as the Compliance Officer working to continue building the firm’s compliance culture through administration and enhancement of the compliance program. In March 2017, I became the firm's Chief Compliance Officer. December 2018 promoted to Director of Compliance & Operations. Covenant became a registered investment advisory firm.

San Antonio, Texas

Providing consulting services regarding fiduciary and business depository account.

San Antonio, Texas

Executive in charge of servicing both trust and registered investment advisor clients. Served on the Trust Board, member of the Trust Management Committee, and fulfilled the role of Chief Compliance and Operations Officer. Responsible for execution of an efficient and effective model which allows the firm to deliver exceptional service to our clients, meet.

San Antonio, Texas

• Assistant Vice President Wealth Management & Trust Service.
• Led a team of professionals responsible for $550M of assets under management generating $4M in fee revenue
• Established Financial Planning partnerships resulting in 50% increase in sales without staffing increases
• Executive leader of Wealth Management Support teams consisting of 48 employees with responsibilities including: plan production, implementation of recommendations, inbound and outbound call centers to general service.
• Oversaw the integration of the associate roles which positioned the team to absorb 15% future growth and improved sharing of knowledge between plan production and implementation
• Proactively collaborated with Risk Management to be the first area to complete the risk management cycle to include routine monitoring and testingInformation Systems Auditor

San Antonio, Texas

• Served as liaison between Frost National Bank and Bank of New York
• Coordinated monitoring multi-million dollar bond issue closings and corresponding treasury function
• Reconciled various accounts, validated year-end totals, and quality controlled incoming work orders
• Extensively utilized spreadsheets and word processing tools to leverage efficiency

San Antonio, Texas

• VP/Corporate Trust Manager
• Led a team of 23 employees under the areas of Stock Transfer, Shareholder Relations, and Bond/Coupon
• Established and managed the department budget, monitored variances, and established action plans accordingly
• Reassigned workflow for more effective use of staff
• Responsible for compliance to OCC and SEC regulations
• Recommended process improvement which outsourced this unit to Bank of New YorkVP/Credit Analyst

Certified Wealth Strategist

Securities Operations

Honors Graduate

Bank Operations

Bba, Information Systems, 3.18

Degree in Accounting concentrating in Business Data Systems