Rebecca Crowder, Cws®, Csop Email & Phone Number

San Antonio, Tx, Us

San Antonio, Tx, Us

San Antonio, Texas

Implementation of firm tools, review and develop process and procedures to maximize efficiencies, and assist in compliance administration.

San Antonio, Texas

I began my career at Covenant as the Compliance Officer working to continue building the firm’s compliance culture through administration and enhancement of the compliance program. In March 2017, I became the firm's Chief Compliance Officer. December 2018 promoted to Director of Compliance & Operations. Covenant became a registered investment advisory firm February 2010 and has approximately $1.4 billion in assets under management at the end of 2018.

San Antonio, Texas

Providing consulting services regarding fiduciary and business depository account.

San Antonio, Texas

Executive in charge of servicing both trust and registered investment advisor clients. Served on the Trust Board, member of the Trust Management Committee, and fulfilled the role of Chief Compliance and Operations Officer. Responsible for execution of an efficient and effective model which allows the firm to deliver exceptional service to our clients, meet regulatory requirements, and exceeds shareholder expectations. Support roles included fulfilling HR duties such as development job descriptions, establishing performance evaluations and coaching process, review of payroll and oversite of operations staff.Risk management duties encompassed establishing a disaster recovery plan, vendor management plan, IT security policies and oversight of firm insurance policies. Other duties include serving as the liaison to our outsourced IT vendor and coordinator of audit and examination of the firm followed by presentation of reports to the Audit Committee.

San Antonio, Texas

Assistant Vice President Wealth Management & Trust Service.• Led a team of professionals responsible for $550M of assets under management generating $4M in fee revenue• Established Financial Planning partnerships resulting in 50% increase in sales without staffing increases• Executive leader of Wealth Management Support teams consisting of 48 employees with responsibilities including: plan production, implementation of recommendations, inbound and outbound call centers to general service of our clients’ needs• Oversaw the integration of the associate roles which positioned the team to absorb 15% future growth and improved sharing of knowledge between plan production and implementation• Proactively collaborated with Risk Management to be the first area to complete the risk management cycle to include routine monitoring and testingInformation Systems Auditor • Executed and administered audit programs with well developed supporting documentation• Presented findings and recommendations to senior management• Utilized various application systems to validate field work and pull exception reports; also used Microsoft Office to gather and document the information

San Antonio, Texas

• Served as liaison between Frost National Bank and Bank of New York• Coordinated monitoring multi-million dollar bond issue closings and corresponding treasury function• Reconciled various accounts, validated year-end totals, and quality controlled incoming work orders • Extensively utilized spreadsheets and word processing tools to leverage efficiency

San Antonio, Texas

VP/Corporate Trust Manager • Led a team of 23 employees under the areas of Stock Transfer, Shareholder Relations, and Bond/Coupon• Established and managed the department budget, monitored variances, and established action plans accordingly• Reassigned workflow for more effective use of staff• Responsible for compliance to OCC and SEC regulations• Recommended process improvement which outsourced this unit to Bank of New YorkVP/Credit Analyst • Conducted quality reviews of commercial loans• Performing bank spreads• Ensured compliance to loan agreementsVP/Audit Supervisor • Planned and developed financial and information system audit of full complexity for conformity with federal and state laws, acts and regulations in addition to company policies and procedures• Supervise personnel assigned to the audit, reviewed workpapers, generated management reports • Delegated and budgeted time for audit steps and monitored variances• Identify, plan and test controls; recommend actions to management and present findings• Designed and tested the automation of exceptions reporting• Carry out special investigations into allegation of fraud or misconduct, also worked special projects at the request of management

Certified Wealth Strategist

Securities Operations

Honors Graduate

Bank Operations

Bba, Information Systems, 3.18

Degree in Accounting concentrating in Business Data Systems