Provides independent oversight of the regulatory compliance governance and control routines for multiple lines of business including Financial Institutions Claims, Consumer Insurance Product Claims, and Mortgage Protection Plans. Conducts compliance program assessments to ensure appropriate controls are in place to comply with state and federal regulations applicable to the line of business. Performs compliance monitoring and validation testing to ensure gaps have been remediated effectively and ensures control plans are in place to manage ongoing sustainability of control effectiveness.

Senior Internal Auditor Professional possessing a compelling track record in developing risk based audit plans for publicly held companies both accelerated and non-accelerated filers, obtaining full compliance as required by Sarbanes Oxley Act of 2002. Utilizing my superior analytical skills manages problems systematically in determining causes and recommending effective solutions to real world business challenges. Exceptional abilities in developing and evaluating policies and procedures for compliance with GAAP and regulatory provisions, consistency of company policies, best practices, standardization and process efficiency. Motivating management across all levels to stay on task and accept change by implementing internal controls that will maximize operational effectiveness.

Held several positions over the 11 years of employment with RepWest including:* Compliance Specialist - Developed and implemented risk based audit plans to meet SOX 404 compliancet. Standardized corporate policies and procedures across all lines of business and maintained online repository for monitoring these policies.* Corporate Training Development Specialist - Designed and Developed learning programs for over 300+ employees and 8 remote field claims offices using a variety of blended training techniques. Performed QA on financial and operational systems. Created user manuals and job aids for various insurance and financial systems.