Robert Geringer Email & Phone Number

Services provided include advisory services to large financial services clients regarding Internal Audit leading practices/industry standards and performing quality assurance and improvement services at departmental and thematic levels as well as individual audit engagements involving a wide range of subject matter including market risk, model risk, OTC derivatives, alternative investments, counterparty credit risk, investment banking services and technology.

Westlake, Texas, Us

Responsibilities included building and advancement of a dedicated Quality Assurance and Improvement Program (QAIP) consistent with industry leading practices and regulatory expectations. Collaborated with and supported colleagues in the analysis and continuous improvement of audit practices via methodology and learning and development in a growing audit practice.

Chicago, Illinois, Us

Various responsibilities and and experience in these roles related to quality assurance, methodology, knowledge support, learning & development and reporting including:• On-going quality assessment of department work with recent key re-design of approach and implementation to meet regulatory expectations• Key contributor to the independent assessment of internal control provided quarterly to the executive management, board/governing committees and 2nd line areas for multiple legal entities, lines of business, risks and other topics• Continuous improvement in reporting format and content to leverage technological advances and concentration on matters of high criticality to improve both value and efficiency for the reader• Adapted approach and processes to accommodate growth of department and increasing complexity/external demands• Supported audit professionals based in US, Canada, Europe and China• Proactively identify change in the industry and bank and continuously align services & practices • Change management related to adoption of new practices/procedures/techniques into practice and platform changes• Provides first and second line with insights as to the efficient & effective functioning of internal controls• Lead or contributor to training and other methods required to change behavior when necessary• Thought leader in internal controls with influencing skills needed to drive positive change• Active member in MAX Group's Professional Practice and Talent Management subgroups

Master Of Business Administration (M.B.A.), Financial Services

Bachelor Of Science - Bs With College Honors, Accounting