Ricardo Gutierrez is a Director Investment Banking at RBC Capital Markets at RBC Capital Markets. He possess expertise in finance, team leadership, corporate actions, equities, cost basis reporting and 5 more skills. Colleagues describe him as "While working under the Portfolio Management Information Systems Department, I worked with Ricardo Gutierrez in numerous projects, which ranged from client facing to non-client facing. With that being said, I was extremely impressed by Ricardo’s analytical and interpersonal skills. First, Ricardo’s analytical skills were constantly sought after in order to help the RECON Team - a group designed for the reconciliation of trades, taxable events, and correction of clients’ 1099(s); He contributed countless hours of research and effort in order to reduce the amount of taxable accounts that contained systematic errors and incorrect 1099s – a project which was very successful due to his contributions. Secondly, during time sensitive matters involving Client Service Associates, Financial Advisors, and Branch Complex Managers, Ricardo exceeded expectations by not only solving the issues but also generating solutions for their clients. Moreover, Ricardo’s strong interpersonal skills enabled him to delegate projects/tasks, which involved Ultra-High Net-Worth clients, to both near-shore and offshore representatives. Above all, I am very confident that Ricardo Gutierrez will not only reach his goals within the Finance Industry but also add value to any Financial Institution", "As one of the pioneers of the Cost Basis Initiative at UBS, Ricardo demonstrated an ability to not only handle large sums of quantitative information – processing corporate actions, solving systematic issues, and correcting clients’ 1099s – but to also lead teams – training the PMIS Department’s offshore counterpart, leading the client-facing process, and handling escalations involving Ultra-High-Net worth clients. Furthermore, Ricardo’s strong interpersonal skills were quickly noticed – making him one of the best team-leads to communicate with Branch Complex Managers during extremely unpleasant situations. Moreover, I am really impressed by Ricardo’s ability to lead others. Even though he takes great pride in all aspects of his work and accomplishments, Ricardo still takes the time to help, guide, and mentor others pursuing their goals. In conclusion, Ricardo’s ability to handle large sums of quantitative information, lead teams, and assist others in their personal career development are characteristics that will serve Ricardo well in his professional career; I strongly believe that he will make a positive impact in any Financial Institution – just as he did at UBS Wealth Management.", and "As Portfolio Management Information Systems – Team Lead, Ricardo worked with me in numerous different tasks – ranging from ServiceWorks cases, Research, and Account Reconciliation. Ricardo led by example by always taking the time to assist others regarding processing questions, financial asset classes, and escalations that involved high-net worth and ultra-high net worth clients. Furthermore, I worked with Ricardo to clean up warnings and remarks within in our internal system – an issue that affects client’s unrealized and realized taxable gains/losses. Ricardo’s strong knowledge of the process and different asset classes was instrumental in the processing of various Corporate Actions. In addition, Ricardo was very involved in the training of the department at year end – training that was vital in the processing of Return of Capitals, which affect clients' taxable gains and losses at year end. Moreover, Ricardo’s personality made it easy for him to get along with anyone within and outside of the department – specifically with Client Service Associates and Financial Advisors. In summary, Ricardo’s willingness to go the extra mile to assist, train, and develop his co-workers made it a pleasure to work with him. I firmly believe that Ricardo will reach and surpass all his set goals; He was an asset at UBS, and I believe that he will continue to be a valuable resource within the investment/asset management industry."