Rich Garrett

Rich Garrett Email and Phone Number

Compliance, Raymond James @ Raymond James
st. petersburg, florida, united states
Rich Garrett's Location
St Louis, Missouri, United States, United States
Rich Garrett's Contact Details
About Rich Garrett

Rich Garrett is a Compliance, Raymond James at Raymond James. He possess expertise in series 7, securities, series 24, mutual funds, investment advisory.

Rich Garrett's Current Company Details
Raymond James

Raymond James

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Compliance, Raymond James
st. petersburg, florida, united states
Website:
raymondjames.com
Employees:
12938
Rich Garrett Work Experience Details
  • Raymond James
    Vp, Compliance - Investment Products And Advisory Services
    Raymond James Oct 2024 - Present
    View
  • Wells Fargo Advisors
    Managing Director, Ria Chief Compliance Officer
    Wells Fargo Advisors Feb 2005 - Sep 2024
    View
  • Lockwood Financial Services, Inc.
    Partner, Chief Compliance Officer
    Lockwood Financial Services, Inc. Jan 1999 - Mar 2004
  • Legg Mason
    Investment Management Services
    Legg Mason Jun 1998 - Dec 1998
    View
  • Alex. Brown
    Risk Management / Product Compliance
    Alex. Brown Aug 1996 - Jun 1998
  • Smith Barney
    Consulting Group
    Smith Barney Jun 1990 - Aug 1996
    View

Rich Garrett Skills

Series 7 Securities Series 24 Mutual Funds Investment Advisory

Rich Garrett Education Details

Frequently Asked Questions about Rich Garrett

What company does Rich Garrett work for?

Rich Garrett works for Raymond James

What is Rich Garrett's role at the current company?

Rich Garrett's current role is Compliance, Raymond James.

What is Rich Garrett's email address?

Rich Garrett's email address is ri****@****sec.com

What is Rich Garrett's direct phone number?

Rich Garrett's direct phone number is +131487*****

What schools did Rich Garrett attend?

Rich Garrett attended Delaware State University, The Wharton School, Wesley College.

What skills is Rich Garrett known for?

Rich Garrett has skills like Series 7, Securities, Series 24, Mutual Funds, Investment Advisory.

Who are Rich Garrett's colleagues?

Rich Garrett's colleagues are Holly Marks, Maria Novak, Linda Champagne, Ryan Weakley, Sharon Breitbach, Brittney Krailler, Dennis Sole.

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