Rich Newman Email and Phone Number
Rich Newman personal email
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Decisive, knowledgeable and informed executive encompassing two decades+ of experience and expertise in secondary equity/floor trading, order executions, investor relations, FINRA requirements, block trades, agency orders, and IPOs, et al…. Consistently demonstrates a measurable, personal commitment to strong approachable leadership that includes mentoring, leading by example and promoting of team work. Highly anticipatory, collaborative and perceptive, quickly discerning salesmen’s and trader’s desires and needs enabling the expedition of transactions in a proficient manner. Charismatic and congenial with a natural ability to forge, maintain and enhance long term lucrative relationships.Specialties: Client Relationship Management Investor Relations Crisis Resolution Risk Management ComplianceInstitutional Sales & Trading Team Development Financial/Technical Analysis Equities Algorithms Price Discovery Proprietary Trading Business Development
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Director - Equity TraderBarclays CapitalNew Jersey, United States -
Director - Equity TraderBarclays Capital Oct 2008 - PresentTrading of IPOs, secondarys, algorithms and block trades on the floor of the NYSE utilizing an electronic trading platform used for almost 85% of all transactions with an average order size ranging from 10,000 to multi-million shares.Effectively provide speed in execution and reporting, in depth market looks and color, confidentiality, resolution of execution problems and price discovery of market openings and closings as well as the assurance that orders received are marked correctly and executed in accordance with FINRA compliance requirements. Self appointed "go to" for corporate relations, informing and educating domestic and international accounts and Barclay's guests about the process, functions and dynamics of the markets as well as the rapidity of the NYSE trading systems culminating in enhancement of the franchise through client relationships, internal partnering across functions and the leveraging of intellectual content.Conscientiously adhere to all firm control policies, procedures and regulatory requirements with excellent comprehension of the control, compliance and risk issues with a demonstrated risk awareness, applying appropriate judgment and timely decisions committed to accuracy and integrity, resulting in minimal incidences of escalation and/or necessity of management to intercede. -
Senior Vice President/Legal LiaisonLehman Brothers Oct 2008 - Present -
Senior Vice President Legal LiaisonLehman Brothers Jan 2000 - Jan 2008Co-managed a total of 15 Vice Presidents and Senior Vice Presidents plus 25 Lehman personal on the NYSE floor, overseeing the daily trading and execution of all equity including primary and secondary issues in zone's jurisdiction, approximately $50+ million in transactions. Utilized discretionary judgment, and problem resolutions for all five zones in addition to having negotiated solutions for error accounts ranging from $10,000 to 100,000 plus. Created and implemented a training program that addressed the increasing challenges related to the comprehension of executing trades on the NYSE floor, that streamlined operations, promoted team collaboration and was attended and adhered to by more than 100 traders and sales teams and became a staple of training on all business operations instituted firm wide. -
Vice President - Capital Commitment/Equity TradingDonaldson Jan 1981 - Jan 2000Developed DLJ's regional office trading desks, connecting Boston, Chicago and San Francisco with NYC Headquarters. Managed client relationships and branch office staff enabling implementation new technology initiatives and competency action plans.Dramatically increased total commission revenue from $8 Million to $25 Million over a three year period by contributing to evaluation and recommendations of account coverage, strategizing operations, boosting morale, encouraging travel and client visiting, all of which spurred firm wide innovations and implementations.
Rich Newman Skills
Rich Newman Education Details
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Science Criminal Justice
Frequently Asked Questions about Rich Newman
What company does Rich Newman work for?
Rich Newman works for Barclays Capital
What is Rich Newman's role at the current company?
Rich Newman's current role is Director - Equity Trader.
What is Rich Newman's email address?
Rich Newman's email address is rj****@****aol.com
What schools did Rich Newman attend?
Rich Newman attended Nassau Community College.
What skills is Rich Newman known for?
Rich Newman has skills like Leadership, Critical Thinking, Relationship Development, Mentoring, Customer Relations, Client Liaison, Collaboration.
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Rich Newman
Greater Tampa Bay Area3comcast.net, dekaresearch.com, blackhagendesign.com -
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1shieldsco.com
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Rich Newman
Beverly, Ma1amphenolpcd.com1 +197892XXXXX
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