Richard Parrish Email & Phone Number

Coraopolis, PA, US

Pittsburgh, Pennsylvania, United States

Pittsburgh, Pennsylvania, United States

Partnering with assigned business units to manage risk within various projects and creating a sound control environment to ensure the Commercial & Institutional/Asset Management Group comply with heightened standards and regulatory requirements.

Greater Pittsburgh Area

• Responsible for testing and validating operational controls in the Commercial & Institutional Banking area
• Consistently meets deadlines set forth by external regulators and internal business partners
• Ongoing business partner helping to identify any control deficiencies and provide guidance on design updates or operational improvements
• Develop business plans and track progress around yearly testing cycle utilizing extensive Project Management background

Greater Pittsburgh Area

• Quality, Risk, and Compliance lead for SAP implementation into $2.5 billion consumer health business unit.
• Successfully implemented and trained staff on SAP system controls including Sarbanes Oxley financial control requirements for the US & Puerto Rico markets.
• Created Local Standard Operating Procedures, job aids, training materials, and business communications to assist the SAP end user with data accuracy and system capture.

Greater Pittsburgh Area

• Led US business unit compliance program implementing regulatory and company policy requirements into system and business processes.
• Coordinated ongoing independent business monitoring in high risk areas, addressing any findings through employee follow up, training, or communication.
• Facilitated all internal and external audits impacting US business through meetings with business process owners, providing back up documentation, and addressing audit findings.

Greater Pittsburgh Area

• Coordinated and Managed Sales guidelines and procedures, trade promotional spend, and compliance training programs.
• Worked with third party vendors to develop compliance training for Sales personnel to address high risk areas impacting the business.
• Represented the Sales area on all audits involving Sales processes, providing support, back up documentation, and any follow up required on audit findings.

• Managed customer P&L’s for drug and drug wholesaler/alternative channel classes of trade representing $400 million in business and developed early compliance requirements for Sales area.
• Created Sarbanes Oxley process and key financial control testing documentation for Trade Promotional Spend and Commissions, presented to Chief Financial Officer, which was approved, and implemented as part of the.
• Coordinated contract review process… Show more Managed customer P&L’s for drug and drug wholesaler/alternative channel classes of trade representing $400 million in business and developed early compliance requirements.
• Coordinated contract review process between Sales and internal Legal department, ensuring all contracts had proper review/revision prior to execution. Show less