Richard B. Goodman

Richard B. Goodman Email and Phone Number

Accomplished General Counsel/Chief Legal Officer – Dedicated to the Business Mission - Highly Adept at Balancing Business Goals with Risk and Compliance
Richard B. Goodman's Location
New York City Metropolitan Area, United States, United States
About Richard B. Goodman

I offer nearly 20 years of demonstrated success leading public, globally operating companies through a broad range of legal and business issues. A trusted advisor to leadership and Boards, I have routinely been involved in decision-making and strategic planning. My most recent achievement was guiding P&F Industries through its sale to a private equity firm in a cash out merger transaction in December 2023. Following that transaction, the New York office closed and thus I am now available for my next challenge. Trained in a number of legal areas early in my career at Willkie Farr & Gallagher and other New York law firms, I became a true generalist working in-house with 2 public companies doing business internationally. Hired as the first and only attorney and General Counsel at P&F, I was responsible for a myriad of legal issues and learned to navigate agilely between matters and operating units several times a day. Reporting directly to the CEO and COO, I routinely collaborated with the management team in the decision-making process, and advised the Board. I managed the entire legal function for parent company and its various subsidiaries operating throughout the US and overseas for 17 years.My broad experience includes:➤ General Corporate Law➤ Commercial Transactions➤ Mergers & Acquisitions➤ Contract Drafting & Negotiation➤ Securities Compliance➤ Investor Relations➤ Corporate Governance➤ Risk Assessment & Mitigation➤ Litigation Management➤ Human Resources & Employment Issues➤ Real Estate Transactions➤ Intellectual PropertyI am highly regarded for my ability to consistently deliver results in pressured situations while maintaining a calm, professional demeanor. I have negotiated complex high-stakes, high-dollar transactions with “White Shoe” law firm lawyers in New York, as well as smaller, but no less important deals, with “small-town” counsel. Surprisingly, I have often found the latter to be a greater challenge in many aspects. This is where my interpersonal skills become critical; in order to create win-win situations, sometimes my patience and finesse are as valuable as my legal prowess and tenacity.My business partners have frequently commended me for my pragmatic advice, communication skills, and excellent teamwork. Motivated by loyalty to the company and solving complex challenges, I make my organization’s goals my own. If your organization needs a top-notch attorney to tackle your issues and propel your business forward, I look forward to making your acquaintance.

Richard B. Goodman's Current Company Details

Accomplished General Counsel/Chief Legal Officer – Dedicated to the Business Mission - Highly Adept at Balancing Business Goals with Risk and Compliance
Richard B. Goodman Work Experience Details
  • P&F Industries, Inc
    General Counsel
    P&F Industries, Inc Feb 2007 - Dec 2023
    • Led 12+ M&A transactions in past decade, including sale of P&F to a private equity firm through a statutory, 1-step merger transaction; sale of a significant subsidiary to a private equity firm through an auction process; and acquisition of 3 material businesses (including a UK business) in span of 1 year. • Performed corporate secretarial functions, including drafting/maintaining Board and Committee minutes.• Oversaw stockholder communications and planned/coordinated stockholder meetings.• Developed and managed robust governance process; created committees and created/updated charters as needed.• Resolved a wide array of disputes, including breach of contract, IP, environmental, and employment issues.• Reduced risk by collaborating with management and the Board to create and launch an ongoing risk assessment and mitigation matrix process.• Developed HR policies, procedures, and employee handbooks; negotiated employment and consulting agreements; managed terminations, disciplinary, and other employee matters; routinely advised HR at corporate entity and at subsidiaries.• Developed compliant processes and managed personnel and other challenges related to Covid-19, including overseeing steps necessary to facilitate swift re-opening of factory shut down due to pandemic.• Filed Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, Current Reports on Form 8-K, Proxy Statements, Section 16 Beneficial Ownership Reports and Schedule 13Ds. Resolved comments raised by the SEC to the company’s periodic reports.• Managed legal aspects of company’s banking relationship with lenders; oversaw amendments to, and restatements of, loan agreements, managed negotiation and adoption of a new asset-based credit facility to replace prior cash flow facility. • Initiated a project to update organization-wide data privacy policies.• Played key role in obtaining and securing forgiveness of a $2.9M PPP loan during pandemic.
  • Overseas Shipholding Group, Inc.
    Assistant General Counsel
    Overseas Shipholding Group, Inc. 2004 - 2007
    OSG is a leading global bulk shipping company engaged primarily in the ocean transportation of crude oil and petroleum products with $1B+ in revenue and 4K+ employees worldwide at the time.I was hired to review/prepare public filings, lead M&A transactions, including acquisition/disposition of vessels, advise on US and international shipping laws, and respond to federal agency inquiries, including OFAC and DOJ, and other environmental and regulatory matters.Highlights:• Participated in a number of pivotal transactions, including $850M international public shipping company acquisition, $500M US-based shipping company acquisition, and IPO of an OSG affiliate.• Effectuated incorporation/international flag re-registration of approximately 100 vessels in company’s fleet in connection with reorganization of company portfolio of vessel owning and/or chartering subsidiaries.
  • Kaufman & Moomjian, Llc
    Corporate/Securities Associate
    Kaufman & Moomjian, Llc 1999 - 2003
    Corporate and securities boutique law firm based in Long Island, New York.
  • Willkie Farr & Gallagher Llp
    Corporate Associate
    Willkie Farr & Gallagher Llp 1995 - 1998
    New York, Ny, Us

Richard B. Goodman Education Details

  • Fordham University School Of Law
    Fordham University School Of Law
    Doctor Of Law (Jd)
  • Cornell University
    Cornell University
    Political Science/Government With A Concentration In International Relations

Frequently Asked Questions about Richard B. Goodman

What is Richard B. Goodman's role at the current company?

Richard B. Goodman's current role is Accomplished General Counsel/Chief Legal Officer – Dedicated to the Business Mission - Highly Adept at Balancing Business Goals with Risk and Compliance.

What schools did Richard B. Goodman attend?

Richard B. Goodman attended Fordham University School Of Law, Cornell University.

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