Director Of Operations And Compliance
Current
May 2024 - Present
AeroLeads people directory · profile
Richard E White Email & Phone Number
Operations, Compliance and Risk Management Leader
at
Affiliated Advisors
1 work email found
@ampf.com
LinkedIn matched
✓ Verified Jul 2026
4 data sources
Profile completeness 100%
Current company
Role
Operations, Compliance and Risk Management Leader
Location
Greater Minneapolis-St. Paul Area, United States
Who is Richard E White? Overview
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Quick answer
Richard E White is listed as Operations, Compliance and Risk Management Leader at Affiliated Advisors, based in Greater Minneapolis-St. Paul Area, United States. AeroLeads shows a work email signal at ampf.com and a matched LinkedIn profile for Richard E White.
Richard E White previously worked as Director of Operations and Compliance at Affiliated Advisors and Sabbatical at Self.. Richard E White holds Bachelor’S Degree, Political Science from University Of Michigan.
Company email context
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rwhite@ampf.com
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AeroLeads found 1 current-domain work email signal for Richard E White. Compare company email patterns before reaching out.
Profile bio
About Richard E White
I am a servant leader with over 25 years of experience, which includes Compliance, Sales Supervision, Risk Management and Operations Management. I am strategic and tactical with an overall focus on results.
Listed skills include Leadership, Management, Strategy, Insurance, and 15 others.
Current workplace
Richard E White's current company
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9 roles
Richard E White work experience
A career timeline built from the work history available for this profile.
Sabbatical
Voluntarily took time off to rest, restore and focus on life enhancing experiences.
Mar 2023 - May 2024
Lead Control Management Officer
Supported the implementation and execution of Corporate Risk Control Programs ensuring effective front line risk identification, measurement, monitoring, controls and mitigation.Contributed to the development and enhancement of the business control environment through execution of the Risk and Control Self-Assessment (RCSA) program; participate in RCSA workshops and engaged in the implementation of new controls and action plans.Monitored and reported on aligned group risk concentration, current and emerging risk, and risk appetite, facilitating business dialogue as needed.Identified and reported Issues as it related to Operational, Compliance and Credit risks impacting the Wealth and Investment Management CRO. Worked with Issue and Corrective Action owners to ensure Issues were closed and controls are adequately in place.
Oct 2021 - Mar 2023
Senior Director - Enterprise Operational Risk Management
Led annual Risk and Controls Self Assessment (RCSA)process for Ameriprise Financial. This incorporated 14 business units expanding across from the globe in the collection, mitigation and reporting of risks and controls. Created and tracked enterprise Key Risk Indicators (KRI). Supported Operational Risk Committee with the collection of monthly topics and creation and coordination of presentations. Tracked Loss events (internal and external). Coordinated operational risk ratings of projects/ change management. Assisted legal on annual fraud assessment. Responsible for administering and maintaining the company’s Governance, Risk and Compliance (GRC) platforms, its libraries, reports, modules and data integration to effectively support operational risk. Led Model Governance initiatives for Support Groups.
Oct 2015 - Oct 2021
Senior Manager- Risk Mitigation Controls
Led a group of Control Managers that engaged in risk assessment and supervisory reviews for the Centralized Supervision Unit and Field Supervision leaders. Led the enterprise wide vulnerable clients program, which included detecting fraud and elderly abuse and reporting to the appropriate state authorities.
Jan 2014 - Oct 2015
Senior Manager - Marketing And Communications Supervision
Managed a Team of Registered Principals in the areas of Communications. Including email supervision, written correspondence supervision, Controlled Address, Social Media (Facebook and LinkedIn) supervision, Advisor biography and stationery supervision. Role included working in project management, technology management and strategic partnerships with Interactive Marketing, Brand, Sales and recruiting.
Jun 2011 - Jan 2014
Sales Supervision Manager
May 2010 - Jun 2011
Branch Operations Manager
Managed overall administration, marketing, technology and operations of a sales branch. Strategic partner in the development of growth strategies in terms of sales and recruiting. Responsible for P/L for Branch and monitored expenses. Managed staff and performance. Served as a Chief of Staff for the Executive Vice President.
Jul 2007 - May 2010
Field Compliance Analyst
Daily review and approval, as Registered Principal, client account and transaction activities, including exchange/replacement transactions. Monitored trade surveillance for applicable state/federal and company rules and regulations. Maintained regulatory records as required by applicable state/federal law, rules and regulations. Researched investment products to detemine suitability, specifically variable annuities.Conducted Branch and Registered Office audits within Region. Developed and presented training presentations to Financial Advisors, staff and management, in person and via conference calls. Conducted the annual compliance meeting and new Advisor training. Tracked annual Firm Element.
Nov 2003 - Jul 2007
2 education records
Richard E White education
Bachelor’S Degree, Political Science
University Of Michigan
Mba, Finance
Keller Graduate School Of Management Of Devry University
FAQ
Frequently asked questions about Richard E White
Quick answers generated from the profile data available on this page.
What company does Richard E White work for?
Richard E White works for Affiliated Advisors.
What is Richard E White's role at Affiliated Advisors?
Richard E White is listed as Operations, Compliance and Risk Management Leader at Affiliated Advisors.
What is Richard E White's email address?
AeroLeads has found 1 work email signal at @ampf.com for Richard E White at Affiliated Advisors.
Where is Richard E White based?
Richard E White is based in Greater Minneapolis-St. Paul Area, United States while working with Affiliated Advisors.
What companies has Richard E White worked for?
Richard E White has worked for Affiliated Advisors, Self., Wells Fargo, Ameriprise Financial Services, Llc, and Axa Advisors.
How can I contact Richard E White?
You can use AeroLeads to view verified contact signals for Richard E White at Affiliated Advisors, including work email, phone, and LinkedIn data when available.
What schools did Richard E White attend?
Richard E White holds Bachelor’S Degree, Political Science from University Of Michigan.
What skills is Richard E White known for?
Richard E White is listed with skills including Leadership, Management, Strategy, Insurance, Risk Management, Securities, Mutual Funds, and Marketing.
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