Richard Egan

Richard Egan Email and Phone Number

Chief Compliance Officer at Percent Securities, LLC @
Richard Egan's Location
New York, New York, United States, United States
Richard Egan's Contact Details

Richard Egan work email

Richard Egan personal email

n/a

Richard Egan phone numbers

About Richard Egan

Richard Egan is a Chief Compliance Officer at Percent Securities, LLC at Percent Securities. He possess expertise in financial services, mutual funds, series 24, finra, securities and 11 more skills.

Richard Egan's Current Company Details
Percent Securities

Percent Securities

Chief Compliance Officer at Percent Securities, LLC
Richard Egan Work Experience Details
  • Percent Securities
    Chief Compliance Officer
    Percent Securities Jan 2022 - Present
  • Bny Mellon Investment Management/ Bny Mellon Securities Corporation
    Compliance Manager
    Bny Mellon Investment Management/ Bny Mellon Securities Corporation Sep 2015 - Jan 2021
  • Financial Industry Regulatory Authority
    Principal Examiner
    Financial Industry Regulatory Authority Jun 2000 - Sep 2015
    Washington, District Of Columbia, Us
    View

Richard Egan Skills

Financial Services Mutual Funds Series 24 Finra Securities Equities Risk Management Series 7 Financial Regulation Broker Dealer Hedge Funds Capital Markets Aml Securities Regulation Fixed Income Anti Money Laundering

Frequently Asked Questions about Richard Egan

What company does Richard Egan work for?

Richard Egan works for Percent Securities

What is Richard Egan's role at the current company?

Richard Egan's current role is Chief Compliance Officer at Percent Securities, LLC.

What is Richard Egan's email address?

Richard Egan's email address is ri****@****nra.org

What is Richard Egan's direct phone number?

Richard Egan's direct phone number is +120297*****

What skills is Richard Egan known for?

Richard Egan has skills like Financial Services, Mutual Funds, Series 24, Finra, Securities, Equities, Risk Management, Series 7, Financial Regulation, Broker Dealer, Hedge Funds, Capital Markets.

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