Richard Jean

Richard Jean Email and Phone Number

Venture Fellow @ Lighter Capital
Seattle, WA, US
Richard Jean's Location
Seattle, Washington, United States, United States
Richard Jean's Contact Details

Richard Jean personal email

n/a

Richard Jean phone numbers

About Richard Jean

Richard Jean is a Venture Fellow at Lighter Capital. He possess expertise in microsoft word, powerpoint, research, microsoft excel, time management and 27 more skills. He is proficient in Spanish, French and Haitian Creole.

Richard Jean's Current Company Details
Lighter Capital

Lighter Capital

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Venture Fellow
Seattle, WA, US
Richard Jean Work Experience Details
  • Lighter Capital
    Venture Fellow
    Lighter Capital
    Seattle, Wa, Us
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  • Capco
    Senior Consultant
    Capco Apr 2023 - Oct 2024
    New York City Metropolitan Area
    - Led a three-team workstream developing documentation and processes for a global banking client to address cited deficiencies; mitigated operational risks and avoided ~$5-8M in potential annual fines.- Completed 100 data quality audit assessments for an investment banking client ($707B in AUM) to ensure data integrity; presented strategic recommendations to business line directors to address detected data issues, and prevent future compliance problems and data breaches. - Collaborated with multiple departments analyzing results of 20+ market research articles to create thought pieces showcasing firm’s expertise in Basel III, Issue Management, etc.; attracted 10 prospective clients expanding business opportunities valued at ~$10M.
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  • Chappuis Halder & Co.
    Manager
    Chappuis Halder & Co. Sep 2022 - Dec 2022
    New York City Metropolitan Area
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  • Finra
    Senior Analyst, Vulnerable Adults And Seniors Team (Vast)
    Finra Nov 2020 - Aug 2022
    New York City Metropolitan Area
    - Managed 20+ weekly investigative reports detailing client concerns; proposed next steps for member firm leadership; collaborated with senior management on strategic recovery plans, regained ~$200K in lost/stolen funds across clients. - Drove quarterly meetings with internal leadership highlighting financial data issues in imposter schemes, investment fraud and suitability concerns; leveraged insights to augment team’s investigative approach by developing a regulatory directory guide for team members, reducing resolution time by 10 hours per case. - Advised 2-3 member firm C-suite executives monthly on regulatory rules focused on VAST’s targeted audience, ensuring leadership addresses respective customer concerns prudently.
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  • Finra
    Examiner
    Finra Jul 2017 - Oct 2020
    New York City Metropolitan Area
    - Led 8-10 simultaneous cycle examinations annually, each spanning four to twelve months, on broker-dealer matters to ensure FINRA/SEC rules were met; proactively addressing regulatory standings and potential violations.- Launched 2-6 assessments per audit for member firms of market, credit, liquidity, and operational risks, as well as cybersecurity, technology governance, and anti-money laundering prevention, assuring customer assets valued between $10 – $100M were properly safeguarded.
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  • Finra
    Associate Examiner
    Finra Jul 2016 - Jul 2017
    New York City Metropolitan Area
    - Performed in-depth analysis of broker dealers’ business models, financial and risk structures to accurately plan examination scope and mitigate potential risk reviews during discovery phase for firms with balance sheets between $100 – $500M.
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  • National Black Theatre
    Production Assistant
    National Black Theatre Jun 2019 - Jul 2019
    New York, New York
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  • Wfuv Public Radio
    Sports Staff
    Wfuv Public Radio Sep 2012 - May 2016
    Bronx, New York
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  • Finra
    Extern, Alternative Net Capital (Anc) Group
    Finra Jan 2016 - Apr 2016
    New York City Metropolitan Area
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  • Oppenheimer & Co. Inc.
    Wealth Management Intern
    Oppenheimer & Co. Inc. Oct 2015 - Dec 2015
    New York, New York
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  • Fordham University
    C-Step Summer Program Tutor/Counselor
    Fordham University Jun 2014 - Jul 2014
    New York, New York
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  • Fordham University
    C-Step Summer Program Tutor/Counselor
    Fordham University Jun 2013 - Jul 2013
    New York, New York
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Richard Jean Skills

Microsoft Word Powerpoint Research Microsoft Excel Time Management Public Speaking Social Media Social Networking Leadership Microsoft Office Facebook Communication Teamwork Accounting Accounts Receivable Analytical Skills Critical Thinking Presentation Skills Business User Stories Servicenow Business Analysis System Solutions Multitasking Daily Operations Negotiation Interpersonal Communication Written Communication Claims Handling Technical Competence File Management Consulting

Richard Jean Education Details

Frequently Asked Questions about Richard Jean

What company does Richard Jean work for?

Richard Jean works for Lighter Capital

What is Richard Jean's role at the current company?

Richard Jean's current role is Venture Fellow.

What is Richard Jean's email address?

Richard Jean's email address is ri****@****nra.org

What is Richard Jean's direct phone number?

Richard Jean's direct phone number is +151662*****

What schools did Richard Jean attend?

Richard Jean attended Uw Foster School Of Business, Fordham University, University Of Pretoria/universiteit Van Pretoria, Manhasset High School.

What skills is Richard Jean known for?

Richard Jean has skills like Microsoft Word, Powerpoint, Research, Microsoft Excel, Time Management, Public Speaking, Social Media, Social Networking, Leadership, Microsoft Office, Facebook, Communication.

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