Richard Joy

Richard Joy Email and Phone Number

Senior Manager @ Nasdaq | FinTech, Regulatory Solutions @ Nasdaq
4 Times Square New York, New York 10006 United States
Richard Joy's Location
Brooklyn, New York, United States, United States
About Richard Joy

At Nasdaq, we are redefining regulatory services in the cloud sector, driven by a relentless pursuit of excellence and innovation. My role as Senior Manager is characterized by spearheading transformative AI automation initiatives, enhancing departmental KPIs through strategic cross-departmental collaborations, and steering complex project lifecycles to align with our organizational vision. Our team's success in expanding client contracts attests to the efficacy of our solutions and the solid relationships we've fostered.My educational journey at Baruch College and ongoing MBA at Louisiana Tech University, specializing in Data Analytics, equips me with a robust analytical framework, fortifying my leadership in high-stakes consulting. With a foundation in finance and investments and certifications in data science and market concepts, we excel in delivering precise, impactful regulatory strategies that resonate with our clients and set industry benchmarks.

Richard Joy's Current Company Details
Nasdaq

Nasdaq

View
Senior Manager @ Nasdaq | FinTech, Regulatory Solutions
4 Times Square New York, New York 10006 United States
Website:
nasdaq.com
Employees:
1001
Company phone:
212.498.9197
Company email:
dean.crowe@mdly.com
Richard Joy Work Experience Details
  • Nasdaq
    Senior Manager, Cloud Regulatory Change Services, Fintech
    Nasdaq Jan 2024 - Present
    New York, Ny, Us
    As Senior Manager at Nasdaq, I have a host of responsibilities:- Led and managed consulting projects from start to finish, ensuring successful delivery within budget and timeline.- Oversees the development of contracts that involve both short- and long-term commitments of service.- Supervised for planning, executing, and completing projects that align with organizational goals as well as managing project risks and issues, and ensuring all stakeholders satisfaction. - Transformed operations through the adoption of significant automation initiatives I led which utilized new AI tooling and cross departmental collaboration. Pioneering this automation, enhanced many department KPI’s.- Directed a team of four consultants, providing mentorship, support, training, and guidance.- Collaborate with cross-functional teams to develop innovative solutions for strategic thinking and problem-solving.- Stay up-to-date with industry trends and best practices, continuously enhancing your knowledge and expertiseThe responsibilities described above are in addition to those described in my previous role as a Manager.
  • Adenza
    Manager, Regulatory Solutions, Cloud Services
    Adenza Jun 2023 - Mar 2024
    London, Gb
    As Manager at Adenza, I have a host of responsibilities:- Lead and manage consulting projects from start to finish, ensuring successful delivery within budget and timeline- Provide strategic guidance and advice to clients, helping them solve complex business problems and make informed decisions- Develop strong relationships with clients, understanding their needs and objectives- Manage a team of consultants, providing mentorship, support, and guidance- Collaborate with cross-functional teams to develop innovative solutions that meet client requirements- Stay up-to-date with industry trends and best practices, continuously enhancing your knowledge and expertise- Contribute to business development efforts by identifying new opportunities, preparing proposals, and participating in client presentationsThe responsibilities described above are in addition to those described in my previous role as a Senior Consultant.
  • Adenza
    Senior Consultant, Regulatory Solutions, Cloud Services
    Adenza Jan 2022 - Aug 2023
    London, Gb
    As a Senior Consultant at Adenza, I directly maintain relationships with multiple banks/broker-dealer firms. These are ongoing projects that are continuously improved and expanded due to my work. I am directly responsible for extending client contracts, building on these contracts by growing the scope, and even gaining new clients to our platform because the word of mouth from current clients are so good. Aside from my direct relationships, I am charged with in-directly managing new hires by allocating them on my current projects as well as training them. I verify their work by checking their accuracy, quality, and understanding of their tasks. I play an important role in my team and the global RCS department.I assist with interpreting new and existing regulatory guidance to further assist clients in maintaining a reduced risk portfolio. My expertise and knowledge provided to these financial firms help them stay solvent and free of regulatory scrutiny.
  • Axiomsl
    Implementation Specialist
    Axiomsl Nov 2019 - Dec 2021
    New York, Ny, Us
    In becoming a significant part of a projects team, I was promoted to take on more responsibility. In doing so, I have collaborated with multiple teams on both the business side as well as the client side, to ensure deliverables to client. Using the AxiomSL software, Controller View, I have improved my SQL, Cloud Operations, and Data Base understanding significantly.Using this platform, I am able to manipulate and construct data the way it needs to be for each of our clients reports (ex. CCAR, PRIME, Broker-Dealer, CECL, FDIC-370, etc...).
  • Axiomsl
    Regulatory Reporting Analyst
    Axiomsl May 2019 - Nov 2019
    New York, Ny, Us
    Charged with the implementation of AxiomSL software on to clients data to deliver required regulatory reports, required by various government agencies when our clients business falls under their jurisdiction. The AxiomSL software, Controller View, allows me and my team to help banks submit such reports.
  • Baruch College Technology Center
    Ess Web Services Project Assistant
    Baruch College Technology Center Oct 2017 - Feb 2019
    As a web services project assistant, I was tasked with analyzing data sets and creating queries for clientele. This involved me using advanced excel skills, such as spreadsheets, VLOOKUP, to sort and filter through various databases to correct and updated data for customers. Before starting the process, I would first need to communicate with clients to enabled me to best understand exactly what type of query was needed for that specific project. This process helped me build long lasting relationships with the clients and create a more efficient atmosphere for future projects. I was also tasked with documenting these projects on WIKI Documentation and creating a easy way for clients to understand how to search specific data themselves. Essentially reducing the workload on myself and colleagues and also streamlining the customers project needs.

Richard Joy Education Details

  • Louisiana Tech University
    Louisiana Tech University
    Data Analytics
  • Baruch College
    Baruch College
    Investments

Frequently Asked Questions about Richard Joy

What company does Richard Joy work for?

Richard Joy works for Nasdaq

What is Richard Joy's role at the current company?

Richard Joy's current role is Senior Manager @ Nasdaq | FinTech, Regulatory Solutions.

What schools did Richard Joy attend?

Richard Joy attended Louisiana Tech University, Baruch College.

Who are Richard Joy's colleagues?

Richard Joy's colleagues are Saif Khan, Stephen Bennett, Nilesh Gupta, Robertas K., Don Squibb, Jack Cassel, Veena R.

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