Richard Kent

Richard Kent Email and Phone Number

Head of Investment Operations @ GAM Investments
London, GB
Richard Kent's Location
Greater London, England, United Kingdom, United Kingdom
Richard Kent's Contact Details

Richard Kent personal email

n/a
About Richard Kent

Extensive Operations Management experience covering a variety of roles:1. Regulatory Reporting: MiFID Transaction Reporting2. Prime Brokerage Middle Office3. Asset ServicesManaged small and large teams and developed expertise through experience and learning.

Richard Kent's Current Company Details
GAM Investments

Gam Investments

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Head of Investment Operations
London, GB
Richard Kent Work Experience Details
  • Gam Investments
    Head Of Investment Operations
    Gam Investments
    London, Gb
    View
  • Gam Investments
    Head Of Investment Operations
    Gam Investments Apr 2021 - Present
    Zurich, Ch
    Responsible for Regulatory Reporting, IBOR, Middle Office, Asset Servicing.
    View
  • Gam Investments
    Head Of Regulatory Reporting
    Gam Investments Jan 2020 - Apr 2021
    Zurich, Ch
    My career path has taken me from the sell side broker dealer to a buy side asset manager and really excited by the new opportunity.
    View
  • Nomura
    Head Of Mifid Transaction Reporting Operations, Emea
    Nomura Mar 2016 - Oct 2019
    Tokyo, Jp
    Joined the group towards the end of MiFID I to manage the daily BAU group with teams in London and Mumbai. During this period embedded a Quality Assurance service from an external provider. In January 2018, transitioned into MiFID II and the new regulator reporting standards.
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  • Nomura Bank International Plc.
    Head Of Prime Brokerage Middle Office, Emea
    Nomura Bank International Plc. Aug 2009 - Feb 2016
    Responsible for managing Cash PB and Equity Swap clients within Prime Services Middle Office.Hired post Lehman acquisition to build out newly formed group and develop system infrastructure to support Prime clients.Managed on shore and off shore teams in Mumbai.
  • Ubs
    Manager Prime Brokerage Middle Office
    Ubs Jan 2007 - Aug 2009
    Zurich, Ch
    Responsible for cash and synthetic pb clients covering traditional transactional middle office activities and dedicated corporate actions team for Prime Services clients
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  • Ubs
    Corporate Actions Manager
    Ubs Oct 2006 - Jan 2008
    Zurich, Ch
    Managed team in London covering all prime clients for voluntary, mandatory corporate actions, proxy voting and conversions
    View
  • Dresdner Kleinwort Wasserstein
    Corporate Actions Head, Emea
    Dresdner Kleinwort Wasserstein Nov 1998 - Oct 2006
    Responsible for managing teams in London and Frankfurt, working in Frankfurt one week per month. Role covered equity, equity finance, fixed income corporate actions
    View

Richard Kent Skills

Mifid Prime Brokerage Emea Equities Middle Office Corporate Actions

Richard Kent Education Details

  • Coopers School
    Coopers School
    None

Frequently Asked Questions about Richard Kent

What company does Richard Kent work for?

Richard Kent works for Gam Investments

What is Richard Kent's role at the current company?

Richard Kent's current role is Head of Investment Operations.

What is Richard Kent's email address?

Richard Kent's email address is ri****@****ura.com

What schools did Richard Kent attend?

Richard Kent attended Coopers School.

What skills is Richard Kent known for?

Richard Kent has skills like Mifid, Prime Brokerage, Emea, Equities, Middle Office, Corporate Actions.

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