Senior level sales and relationship management executive with 20+ years of experience helping companies in the Investment Management industry manage their SEC Compliance and Shareholder Communications requirements. Mutual Funds, Exchange Traded Funds, Closed-End Funds, Interval Funds, Business Development Companies, and Structured Products issuers. (Securities Act of 1933, Securities Exchange Act of 1934 & Investment Company Act of 1940)Specialties:- EDGAR/SEC Filings/XBRL - N-1A, N-2, N-CSR, N-CSRS, 485APOS, 485BPOS, 486, 487, 497, N-PORT, N-CEN, 424B2, 424B3, FWP etc. - Typesetting, Printing & Distribution - Prospectuses, Summary Prospectuses, Shareholder Reports, Tailored Shareholder Reports, Offering Memorandums, Tender Offers etc.- ADA Tagging - Electronic Delivery
Listed skills include Sales, Business Development, Account Management, New Business Development, and 14 others.