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Richard Stephenson Email & Phone Number
Chief Legal and Compliance Officer
at
Thrive Financial, Inc
2 phones found
area 510 and 800
LinkedIn matched
✓ Verified July 2026
4 data sources
Profile completeness 100%
Current company
Role
Chief Legal and Compliance Officer
Location
San Francisco Bay Area, United States
Who is Richard Stephenson? Overview
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Quick answer
Richard Stephenson is listed as Chief Legal and Compliance Officer at Thrive Financial, Inc, based in San Francisco Bay Area, United States. AeroLeads shows phone signal with area code 510, 800 and a matched LinkedIn profile for Richard Stephenson.
Richard Stephenson previously worked as Chief Compliance Officer at Funding Circle Us and Chief Compliance Officer at Silicon Valley Bank. Richard Stephenson holds J.D. from University Of San Diego School Of Law.
Company email context
Email format at Thrive Financial, Inc
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Thrive Financial, Inc
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Profile bio
About Richard Stephenson
Results-focused senior financial services attorney and executive with demonstrated ability to effectively lead diverse groups of people and functions and to contribute exceptional legal and business advice. Strong analytical and change management skills.Specialties: Substantive expertise in laws and regulations governing banking, mortgage lending and servicing, payment systems, deposit operations and consumer lending, financial privacy, and Bank Secrecy Act.
Listed skills include Banking, Risk Management, Financial Services, Credit, and 22 others.
Current workplace
Richard Stephenson's current company
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8 roles · 33 years
Richard Stephenson work experience
A career timeline built from the work history available for this profile.
Chief Compliance Officer
Served as the the senior risk management executive and BSA/AML Officer responsible for leading a global Compliance Team that included Financial Crimes Compliance and Operational Risk Management. A principal member of the US Operations, Regulatory, Reputation and Conduct Committee, and of the US Executive Leadership Team. Reported to the Global General Counsel. Funding Circle's US business was sold to iBusiness Funding LLC on July 1, 2024.
Apr 2017 - Dec 2024
Chief Compliance Officer
Senior risk management executive responsible for the compliance management program for this $40B global banking organization.
Feb 2015 - Oct 2016
Executive Vice President, Chief Legal And Risk Officer
Member of the Bank's Executive Committee reporting to the CEO. Served as General Counsel, Enterprise Risk Manager and Corporate Secretary. Interim co-Chief Executive Officer from December 2012 to October 2013.
Apr 2009 - Dec 2014
Svp And Chief Compliance Officer
Senior risk management executive reporting to Chief Risk Officer leading department of more than 300 compliance professionals and support staff located in six major sites across the United States.
Mar 2007 - Dec 2008
General Counsel, Home Loans And Consumer Lending
One of six managing counsel reporting to Chief Legal Officer leading team of more than 30 lawyers and paralegals supporting mortgage lending, credit card, consumer lending and e-commerce operations.
Sep 2003 - Feb 2007
Of Counsel, Financial Services Practice Group
Senior lawyer in Financial Services Practice Group providing legal advice and support to Firm’s financial services and electronic commerce clients on broad range of payment systems, consumer credit, mortgage lending, bank operations, bank regulatory, fair lending, privacy, vendor contract and electronic commerce matters.
1998 - 2003
~5 yrs
Senior Counsel
Primary counsel to BankAmerica Mortgage Group, Bank of America’s mortgage lending division. Also provided legal advice to other Bank of America divisions on consumer credit, retail banking, fair lending, privacy, and vendor contract matters.
1994 - 1998
~4 yrs
2 education records
Richard Stephenson education
J.D.
University Of San Diego School Of Law
B.A., Political Science
Claremont Mckenna College
FAQ
Frequently asked questions about Richard Stephenson
Quick answers generated from the profile data available on this page.
What company does Richard Stephenson work for?
Richard Stephenson works for Thrive Financial, Inc.
What is Richard Stephenson's role at Thrive Financial, Inc?
Richard Stephenson is listed as Chief Legal and Compliance Officer at Thrive Financial, Inc.
What is Richard Stephenson's phone number?
AeroLeads has found 2 phone signal(s) with area code 510, 800 for Richard Stephenson at Thrive Financial, Inc.
Where is Richard Stephenson based?
Richard Stephenson is based in San Francisco Bay Area, United States while working with Thrive Financial, Inc.
What companies has Richard Stephenson worked for?
Richard Stephenson has worked for Thrive Financial, Inc, Funding Circle Us, Silicon Valley Bank, Mechanics Bank, and Washington Mutual.
How can I contact Richard Stephenson?
You can use AeroLeads to view verified contact signals for Richard Stephenson at Thrive Financial, Inc, including work email, phone, and LinkedIn data when available.
What schools did Richard Stephenson attend?
Richard Stephenson holds J.D. from University Of San Diego School Of Law.
What skills is Richard Stephenson known for?
Richard Stephenson is listed with skills including Banking, Risk Management, Financial Services, Credit, Mortgage Lending, Due Diligence, Privacy Law, and Credit Cards.
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