Richard H Harvey Jr

Richard H Harvey Jr Email and Phone Number

President @ R. Harvey Associates. LLC
Morgan Hill, CA, US
Richard H Harvey Jr's Location
Morgan Hill, California, United States, United States
Richard H Harvey Jr's Contact Details

Richard H Harvey Jr work email

Richard H Harvey Jr personal email

About Richard H Harvey Jr

Recipient of the ABA Distinguish Service Award and experienced executive level Compliance leader and noted expert in building, developing and implementing successful risk-based Compliance programs; Bank Secrecy Act and Anti-Money Laundering programs; and Fair Lending and Privacy programs for traditional and non-traditional (FinTech) financial institutions offering a variety of financial products and services. Also, expert in federal and state banking and Money Transmission Licensing regulations and regulatory examination management. Served as a member of the Consumer Financial Protection Bureau's Community Bank Advisory Council. Served as an instructor at the prestigious Stonier School of Banking. Former Board member and current instructor at the American Bankers Association Intermediate and Advanced Schools of Compliance Risk Management. Frequently sought after speaker for national and international conferences and seminars on the topics of Compliance Management, Bank Secrecy Act and Anti-Money Laundering, Risk Management, Privacy, Financial Literacy and Lending regulations.Specialties: Development, implementation and managing complex compliance functions within various types of financial organizations. Also, instructor in Compliance Risk Management, Bank Secrecy Act/Anti-Money Laudering/OFAC compliance and Risk management.

Richard H Harvey Jr's Current Company Details
R. Harvey Associates. LLC

R. Harvey Associates. Llc

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President
Morgan Hill, CA, US
Richard H Harvey Jr Work Experience Details
  • R. Harvey Associates. Llc
    President
    R. Harvey Associates. Llc
    Morgan Hill, Ca, Us
  • Beneficial State Bank
    Executive Vice President, General Counsel, Director Of Compliance Risk And Board Secretary
    Beneficial State Bank Feb 2020 - Present
    Oakland, Ca, Us
    Serves as In-House General Counsel, Director of Compliance Risk and Board Secretary. *Registered In-House Counsel - State of California. Current member of the Pennsylvania Bar.
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  • R. Harvey Associates. Llc
    President
    R. Harvey Associates. Llc Jan 2019 - Present
    Provides Compliance, Regulatory and Legal consulting services to various types of financial services organizations including banks, credit unions, mortgage companies, financial technology companies (Fintech), and other companies offering consumer products and services. Areas of expertise include assisting new and established financial services companies in building, enhancing, maintaining and evaluating Compliance and Bank Secrecy Act/Anti Money Laundering (BSA) programs. Also provides expert advisory consultation and staff training to institutions that are looking to address noted deficiencies in their Compliance and/or BSA programs and those looking to prevent such deficiencies. Services include evaluating existing Compliance and BSA programs and assisting in the development of new programs.
  • World Open Network
    Chief Compliance Officer & General Counsel
    World Open Network Jul 2018 - Jan 2019
    Menlo Park, California, Us
    Responsible for developing, implementing and managing a comprehensive Compliance and Legal infrastructure to support the company's Cryptocurrency platform and current and future strategic objectives.
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  • Colonial Savings, F.S.A.
    Svp, Chief Compliance Officer
    Colonial Savings, F.S.A. Jul 2014 - Jul 2018
    Developed and implemented a comprehensive risk-based Compliance Risk Management program consistent with the company's risk tolerance and regulatory expectations.
  • Omney, Inc.
    Chief Compliance Officer And General Counsel
    Omney, Inc. May 2013 - Mar 2014
    Responsible for developing and implementing a Compliance and Legal infrastructure for a start-up Money Transmission Service provider.
  • Skrill (Moneybookers)
    Chief Compliance Officer And General Counsel - Bsa/Aml Officer
    Skrill (Moneybookers) Aug 2012 - Mar 2013
    London, London, Gb
    Hired to assist in establishing the company's U.S. presence. Responsible for building a Compliance and Legal infrastructure to support a licensed on-line payments and digital wallet service.
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  • State Farm Bank
    Chief Compliance Officer & Bank Secrecy Act Officer
    State Farm Bank Aug 2009 - Aug 2012
    Hired by this fortune 50 company to rebuild the Bank's compliance infrastructure to exceed regulatory expectations.
  • Rabobank
    Chief Compliance Officer
    Rabobank Sep 2006 - Dec 2007
    Utrecht, Utrecht, Nl
    Hired to address previously identified compliance problems and to develop and implement a successful, risk-based, enterprise wide, Compliance Program for a bank that was anticipating rapid growth.
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  • Silicon Valley Bank
    Chief Compliance Officer & Regulatory Relations Officer
    Silicon Valley Bank 2004 - 2006
    Served as the Chief Compliance Officer and Regulatory Relations Officer responsible for all aspects of compliance risk management and the company's Bank Secrecy Act Program.
  • Washington Mutual
    Regulatory Analysis Manager
    Washington Mutual 2003 - 2004
    Hired to assist the newly appointed Chief Compliance Officer in building an enterprise-wide corporate compliance function for the largest thrift institution in the country. Managed the Bank's compliance subject matter experts.
  • Etrade Financial
    Director Of Compliance
    Etrade Financial 2002 - 2003
    Hired by the largest internet bank to develop and implement a successful bank-wide Compliance and Community Reinvestment Act Program to position the bank for rapid growth. Also managed the bank's Internal Audit Department and Mortgage Quality Control functions.
  • Chevy Chase Bank
    Chief Compliance Officer & Chief Privacy Officer
    Chevy Chase Bank 1995 - 2002
    Hired to assist the bank through the lifting of a Department of Justice issued fair lending cease and desist order. Also represented the bank in its dealings with federal and state regulatory agencies and examiners, including the Office of Thrift Supervision, the SEC and the NASD.
  • Office Of Thrift Supervision
    Trial Attorney
    Office Of Thrift Supervision Aug 1986 - May 1993
    Served as an Enforcement and Litigation Attorney for the regulator of thrift institutions.

Richard H Harvey Jr Skills

Risk Management Banking Financial Services Aml Financial Risk Bank Secrecy Act Finance Credit Loans Executive Management Leadership Management Financial Regulation Financial Institutions Mortgage Lending Enterprise Risk Management Operational Risk Compliance Risk Assessment Due Diligence Operational Risk Management Retail Banking Usa Patriot Act Ofac Privacy Law Credit Risk Regulations Commercial Lending Mergers And Acquisitions Kyc Securities Corporate Governance Portfolio Management Training Mortgage Banking Payments Credit Analysis Commercial Banking Policy Capital Markets Banking Law Risk Core Banking Program Management Privacy Compliance Management Governance Underwriting Bsa Mortgage

Richard H Harvey Jr Education Details

  • The Catholic University Of America, Columbus School Of Law
    The Catholic University Of America, Columbus School Of Law
    Law
  • University Of The District Of Columbia
    University Of The District Of Columbia
    Political Science And Government

Frequently Asked Questions about Richard H Harvey Jr

What company does Richard H Harvey Jr work for?

Richard H Harvey Jr works for R. Harvey Associates. Llc

What is Richard H Harvey Jr's role at the current company?

Richard H Harvey Jr's current role is President.

What is Richard H Harvey Jr's email address?

Richard H Harvey Jr's email address is rh****@****ate.com

What schools did Richard H Harvey Jr attend?

Richard H Harvey Jr attended The Catholic University Of America, Columbus School Of Law, University Of The District Of Columbia.

What are some of Richard H Harvey Jr's interests?

Richard H Harvey Jr has interest in Economic Empowerment, Civil Rights And Social Action, Politics, Education, Poverty Alleviation.

What skills is Richard H Harvey Jr known for?

Richard H Harvey Jr has skills like Risk Management, Banking, Financial Services, Aml, Financial Risk, Bank Secrecy Act, Finance, Credit, Loans, Executive Management, Leadership, Management.

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