Richard Diaz work email
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Richard Diaz personal email
As a former compliance officer, I am truly about doing the right thing for my clients and Students. I am trustworthy, and hardworking, with a diverse knowledge in many areas including but not limited to Emergency Medical Technology, Management, Project Management, Information Systems, General Technology, Blue Sky Law, eCommunication Supervision and Surveillance and General Home Repair. I always provide a personalized approach to everything I do. I am dedicated to offering everyone I meet the highest standards of honesty, confidentiality and customer service. Founder and Treasurer of the Thespian Scholars of America – a non profit supporting theater, music and arts in local high schoolsFormer Board Member of the Monmouth Regional Chamber of CommerceFormer Vice Chair of Fundraising Battleground District Boy Scouts of AmericaSt. Rose of Lima Church in Freehold Choir Fund-Raising ChairCommittee Member of the CentraState Strategic Planning CommitteeMultilingual – Fluent in English and Spanish Collier Youth Services Middle School Substitute TeacherMonroe Township Region School Substitute Teacher Monmouth County Vocational HS DistrictBachelor of Arts, Psychology / Business – College of Staten IslandMBA – International Business/ Information Systems – Saint Peter’s UniversityCertificate in Property Management – Ashford University
Christa Mcauliffe Middle School Jackson School District
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Substitute Teacher At Christa Mcauliffe Middle SchoolChrista Mcauliffe Middle School Jackson School District Sep 2023 - PresentJackson, New Jersey, United States
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Co-Founder - Director Of Operations And TreasurerThespian Scholars Of America Dec 2014 - PresentFreehold NjThe Mission of THESPIAN SCHOLARS OF AMERICA, INC. is to restore pride and honor to Theater Arts and Music classes within our schools, and other educational institutions across our nation, by honoring with scholarships, the students who maintain an excellent academic standard, while actively participating in these programs.
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Substitute Teacher At Collier Youth Services Middle SchoolCollier Youth Services Oct 2022 - Jun 2023
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Independent Real Estate Referral ConsultantIndependent Referral Consultants Llc Jun 2019 - Apr 2023New JerseyReferral Consulting Business. What does that mean? I will now be able to focus on helping clients through education and guidance. I will no longer be asking for commissions or to get your business. I will however be here to answer general questions and concerns that you may have about real estate. And if you need to find an agent – I will have a list of agents that I have vetted and can recommend to you based on your needs and location.
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Substitute TeacherFreehold Regional High School District Sep 2016 - Apr 2023Freehold, NjPer Diem Substitute -
Substitute TeacherMonmouth County Vocational School District Sep 2019 - Jun 2022Monmouth County, New Jersey, United States -
Substitute TeacherMonroe Township Board Of Education School District Sep 2018 - Jun 2022Monroe Township, New Jersey, United States -
Census Field SupervisorU.S. Census Bureau Mar 2020 - Sep 2020Monmouth County, New Jersey, United States -
Sales AssociateGloria Nilson & Co. Real Estate Oct 2016 - Jun 2019Holmdel, NjLicensed New Jersey Real Estate Agent working with Buyers & Sellers of residential properties in Freehold, Marlboro, Manalapan and Colts Neck, New Jersey. -
PresidentRpd Compliance Consulting Services Mar 2015 - Jun 2019Electronic Communication and eGovernance Compliance Consulting Services offering advice to both Clients and Consulting Firms
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Senior Managing ConsultantIbm Global Business Services Feb 2014 - Feb 2015Piscataway, New JerseyEnhanced and developed processes and deliverables around information data governance, surveillance and supervision for key Fortune 500 companies in Financial Services, Health Care, Pharmaceuticals and Utilities.• Worked with clients, determined their project scope, including sensitive / private data, environments and processes which helped develop new policies, procedures and practices.• Identified audit requirements and control points which established a realistic target state for clients. • Performed in-depth gap analysis of potential ECM processes and developed strong implementation roadmaps for clients.• Established key strategic initiatives in information lifecycle management & governance, eCommunication controls and surveillance solutions that allowed clients to reach their intended goals in an effective manner.• Developed Client Executive Communications and championed client relationships for both the client and my firm driving a successful partnership for both.• Managed Assessment and Framework development specific to Information Governance, Surveillance and Supervision in order to deliver a quality project in a timely manner.• Assisted clients in streamlining and modifying existing ECM tools such as Documentum by developing standardized processes and procedures used to establish strong and precise requirements. -
Vice PresidentBarclays Feb 2013 - Jan 2014NycGlobal Compliance - Electronic Communications - Managed a team of email reviewers/analyst and investigators, enhanced and developed processes and procedures as well as developed new requirements for next generation tools and systems. Leader in the Firm’s Global Electronic Communications Operation Strategy Group which is charged with driving the overall strategy, business process and technology future state of the eCommunications Supervision and Surveillance program. -
Electronic Communication SupervisionMorgan Stanley Feb 2010 - Feb 2013eCommunications Supervisor and Project Manager for both the Institutional Equities Division & Research Division; responsible for electronic email review, investigation and issue for the firm.• Used eCommunication (email, instant messaging, etc.) Supervision and Surveillance tools such as Autonomy Supervisor (Zantaz) and Vontu that identified potential rule violation and or criminal activity and mitigated risk.• Optimized the Institutional Equities Division eCommunication risk management process creating a more efficient and streamlined work flow.• Maintained the Written Supervisory Procedures (WSP) Editor - creating, coordinating, editing and publishing new IED WSPs. -
Office ManagerBlue Sky Mls Mar 2009 - Feb 2010Oversaw the day-to-day operations of the firm. Managed a team of 8 employee’s workflow and contributed to customer satisfaction and sales.• Successfully re-organized the company (i.e., new processes, policies, procedures and training) and increased sales as well as quality of the products.• Managed Clients’ CRD registration process and ensured timely and proper registration of their representatives.• Developed regulatory / compliance programs for US broker/dealer clients in compliance with FINRA supervisory rules. -
Electronic Communications Compliance SmeParagon Computer Professionals Inc. Sep 2008 - Feb 2010Subject matter expert in eCommunication Supervision, Surveillance and Retention Rules and Regulations.• As a Business analyst worked with clients to optimize their EC Compliance and risk management process to better comply with the appropriate regulatory requirements.• Authored and published multiple white papers and articles on electronic communications risk management which were used by clients to establish their programs.• Brought real life experience on Legal / Compliance business & technical engagements. -
Director - E-Communications Risk Manager / ForensicsMerrill Lynch, Pierce, Fenner & Smith Feb 1992 - Mar 2008
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DirectorMerrill Lynch 1992 - 2008Electronic Communication & Technology ComplianceManaged the Technology Forensics, Incident Response, Threat Management and Intelligence Operations Area.Six Sigma Black BeltGlobal Compliance PracticesTechnology Compliance13d, f & g / Global ReportingBlue Sky -
Vice PresidentJp Morgan Private Bank Dec 2001 - Jul 2004Technology CompliancePrivate Bank Client Services CompliancePrivate Bank Operations Compliance
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Sr Compliance OfficerFirst Investors Corporation Feb 1989 - Nov 1991General Compliance Officer
Richard Diaz Skills
Richard Diaz Education Details
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Information Systems & International Business -
Psychology With Business Minor
Frequently Asked Questions about Richard Diaz
What company does Richard Diaz work for?
Richard Diaz works for Christa Mcauliffe Middle School Jackson School District
What is Richard Diaz's role at the current company?
Richard Diaz's current role is Co-Founder - Managing Director and Treasurer at Thespian Scholars of America.
What is Richard Diaz's email address?
Richard Diaz's email address is rp****@****ine.net
What schools did Richard Diaz attend?
Richard Diaz attended Saint Peter's University, City University Of New York-College Of Staten Island.
What are some of Richard Diaz's interests?
Richard Diaz has interest in Social Services, Children, Education, Environment, Disaster And Humanitarian Relief, Human Rights, Animal Welfare, Health.
What skills is Richard Diaz known for?
Richard Diaz has skills like Securities, Financial Risk, Financial Services, Capital Markets, Equities, Risk Management, Investments, Series 7, Governance, Management, Banking, Hedge Funds.
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