General Counsel & Chief Compliance Officer
Current
Nov 2024 - Present
AeroLeads people directory · profile
Richard C. Sarhaddi Email & Phone Number
General Counsel & Chief Compliance Officer, Aspen Standard Wealth
at
Aspen Standard Wealth
1 work email found
@vanguard.com
4 phones found area 312, 415, and 800
LinkedIn matched
✓ Verified July 2026
4 data sources
Profile completeness 100%
Current company
Role
General Counsel & Chief Compliance Officer, Aspen Standard Wealth
Location
Chicago, Illinois, United States
Who is Richard C. Sarhaddi? Overview
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Quick answer
Richard C. Sarhaddi is listed as General Counsel & Chief Compliance Officer, Aspen Standard Wealth at Aspen Standard Wealth, based in Chicago, Illinois, United States. AeroLeads shows a work email signal at vanguard.com, phone signal with area code 312, 415, 800, and a matched LinkedIn profile for Richard C. Sarhaddi.
Richard C. Sarhaddi previously worked as General Counsel & Chief Compliance Officer at Aspen Standard Wealth and SVP, Chief Compliance Officer at Harbor Capital Advisors, Inc.. Richard C. Sarhaddi holds Juris Doctor, Law from Chicago-Kent College Of Law, Illinois Institute Of Technology.
Company email context
Email format at Aspen Standard Wealth
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rsarhaddi@vanguard.com
76% confidence
AeroLeads found 1 current-domain work email signal for Richard C. Sarhaddi. Compare company email patterns before reaching out.
Profile bio
About Richard C. Sarhaddi
Richard C. Sarhaddi is a General Counsel & Chief Compliance Officer, Aspen Standard Wealth at Aspen Standard Wealth. He possess expertise in securities, corporate governance, mergers and acquisitions, corporate law, due diligence and 21 more skills.
Listed skills include Securities, Corporate Governance, Mergers And Acquisitions, Corporate Law, and 22 others.
Current workplace
Richard C. Sarhaddi's current company
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11 roles
Richard C. Sarhaddi work experience
A career timeline built from the work history available for this profile.
Svp, Chief Compliance Officer
Feb 2023 - Jun 2024
Co-Chair, Digital Advisers Committee
Jul 2020 - Mar 2023
Chief Compliance Officer, Vanguard Personalized Indexing Management, Llc
Dec 2021 - Feb 2023
Head Of U.S. Direct Investor Advice Compliance
Mar 2018 - Feb 2023
Lead Counsel, Digital Services
Counsel for Schwab’s Digital Services Division, which included automated investing (Schwab Intelligent Portfolios and Institutional Intelligent Portfolios), innovation labs and other digital workstreams.
Mar 2016 - Mar 2018
Chief Counsel, Schwab Compliance Solutions
Sep 2013 - Oct 2016
Director - Legal, Brokerage & Technology
Oct 2009 - Aug 2013
Assistant General Counsel, Corporate And Securities
Handled corporate & securities matters for a publicly-traded company, including leading the firm’s Disclosure Committee until its bankruptcy.
Jul 2008 - Oct 2009
Senior Attorney
Counsel for ADA Business Enterprises, Inc.—the ADA’s for profit subsidiary, whose business model included affinity programs with companies including Citi (credit card) and SurePayroll, providing tailored marketing programs for members and engaging in key partnerships in the data and technology spaces that promoted the Association and its membership.
Mar 2007 - Jul 2008
Assistant Vice President & Legal Counsel
Attorney and key legal advisor covering issues related to each of the Investment Company Act and Investment Advisers Act. Secretary of certain of the funds in the firm’s complex, which included closed-end and open end funds, as well as ETFs in the U.S. and Canada.
Feb 2004 - Jul 2006
2 education records
Richard C. Sarhaddi education
Juris Doctor, Law
Chicago-Kent College Of Law, Illinois Institute Of Technology
Ba, History; Pre-Med
Marquette University
FAQ
Frequently asked questions about Richard C. Sarhaddi
Quick answers generated from the profile data available on this page.
What company does Richard C. Sarhaddi work for?
Richard C. Sarhaddi works for Aspen Standard Wealth.
What is Richard C. Sarhaddi's role at Aspen Standard Wealth?
Richard C. Sarhaddi is listed as General Counsel & Chief Compliance Officer, Aspen Standard Wealth at Aspen Standard Wealth.
What is Richard C. Sarhaddi's email address?
AeroLeads has found 1 work email signal at @vanguard.com for Richard C. Sarhaddi at Aspen Standard Wealth.
What is Richard C. Sarhaddi's phone number?
AeroLeads has found 4 phone signal(s) with area code 312, 415, 800 for Richard C. Sarhaddi at Aspen Standard Wealth.
Where is Richard C. Sarhaddi based?
Richard C. Sarhaddi is based in Chicago, Illinois, United States while working with Aspen Standard Wealth.
What companies has Richard C. Sarhaddi worked for?
Richard C. Sarhaddi has worked for Aspen Standard Wealth, Harbor Capital Advisors, Inc., Investment Adviser Association, Vanguard, and Charles Schwab.
How can I contact Richard C. Sarhaddi?
You can use AeroLeads to view verified contact signals for Richard C. Sarhaddi at Aspen Standard Wealth, including work email, phone, and LinkedIn data when available.
What schools did Richard C. Sarhaddi attend?
Richard C. Sarhaddi holds Juris Doctor, Law from Chicago-Kent College Of Law, Illinois Institute Of Technology.
What skills is Richard C. Sarhaddi known for?
Richard C. Sarhaddi is listed with skills including Securities, Corporate Governance, Mergers And Acquisitions, Corporate Law, Due Diligence, Legal Writing, Hedge Funds, and Litigation.
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