Richard Walz Email & Phone Number
@gabelli.com
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Who is Richard Walz? Overview
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Richard Walz is listed as Chief Compliance Officer at Gabelli Funds, Teton Funds and Keeley Funds, based in Rye, New York, United States. AeroLeads shows a work email signal at gabelli.com and a matched LinkedIn profile for Richard Walz.
Email format at Gabelli Funds, Teton Funds and Keeley Funds
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AeroLeads found 1 current-domain work email signal for Richard Walz. Compare company email patterns before reaching out.
About Richard Walz
Gabelli Funds, Teton Funds and Keeley FundsRye, NYChief Compliance Officer (CCO) for the Gabelli Funds, Teton Funds and Keeley Funds. CCO for the registered adviser, Gabelli Funds, LLC. 2013 - presentAEGON USA Investment Management, LLCCedar Rapids, IA and Baltimore, MDCCO2011 - 2013Cutwater Asset Management, LLCArmonk, NYCCO2004 - 2011MBIA Asset Management, LLC Armonk, NY1991 - 2004Head of Investment OperationsI have significant experience working within equity and fixed income investment management firms, implementing compliance and operational controls, developing written policies and procedures for SEC registered investment advisory firms and registered investment companies, including ETFs , RIC board reporting, and managing SEC examinations. Strong understanding of: middle-office operations, fund accounting, valuation, investor reporting, fund administration oversight, bank custody, financial planning/budgeting, contracts, business continuity, and operational risk controls.
Listed skills include Compliance, Investment Advisers Act, Investment Company Act, Securities Regulation, and 2 others.
Richard Walz's current company
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Richard Walz work experience
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Chief Compliance Officer
Frequently asked questions about Richard Walz
Quick answers generated from the profile data available on this page.
What company does Richard Walz work for?
Richard Walz works for Gabelli Funds, Teton Funds and Keeley Funds.
What is Richard Walz's role at Gabelli Funds, Teton Funds and Keeley Funds?
Richard Walz is listed as Chief Compliance Officer at Gabelli Funds, Teton Funds and Keeley Funds.
What is Richard Walz's email address?
AeroLeads has found 1 work email signal at @gabelli.com for Richard Walz at Gabelli Funds, Teton Funds and Keeley Funds.
Where is Richard Walz based?
Richard Walz is based in Rye, New York, United States while working with Gabelli Funds, Teton Funds and Keeley Funds.
What companies has Richard Walz worked for?
Richard Walz has worked for Gabelli Funds, Teton Funds And Keeley Funds.
How can I contact Richard Walz?
You can use AeroLeads to view verified contact signals for Richard Walz at Gabelli Funds, Teton Funds and Keeley Funds, including work email, phone, and LinkedIn data when available.
What skills is Richard Walz known for?
Richard Walz is listed with skills including Compliance, Investment Advisers Act, Investment Company Act, Securities Regulation, Investment Management, and Securities.
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