Richard H. Paulson, Cfa

Richard H. Paulson, Cfa Email and Phone Number

Senior Quantitative Finance Professional at Bank of America @ Bank of America
Richard H. Paulson, Cfa's Location
Charlotte, North Carolina, United States, United States
Richard H. Paulson, Cfa's Contact Details

Richard H. Paulson, Cfa personal email

n/a
About Richard H. Paulson, Cfa

I focus on ensuring Artificial Intelligence applications are demonstrably ethical, fair, safe and transparent. I entered the data science field following 25+ years in risk, operations and technology leadership roles in the global investment banking and asset management sectors.Track record of success in Ethical AI, enterprise risk management, compliance, corporate governance, operational excellence, and risk assessments. Well-versed in leading multi-disciplined teams in delivering custom products and service offerings from technical conceptualization through to BAU. Proven ability to influence stakeholders and advise leaders across several functions with unique ability to present technical concepts to non-technical audiences.

Richard H. Paulson, Cfa's Current Company Details
Bank of America

Bank Of America

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Senior Quantitative Finance Professional at Bank of America
Richard H. Paulson, Cfa Work Experience Details
  • Bank Of America
    Director, Senior Quantitative Finance Analyst
    Bank Of America Jul 2022 - Present
    Charlotte, Nc, Us
    Leader in Artificial Intelligence risk analysis and governance within Model Risk Management. Assess AI models for responsible use, presence of strategic risks including fairness, transparency and explainability. Analyze and report on risks across the AI portfolio. Help innovate and improve AI/ML risk frameworks and assessment tools. Currently focused on developing validation guidelines for Generative AI models.
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  • Bank Of America
    Svp, Senior Data Scientist
    Bank Of America Aug 2021 - Sep 2022
    Charlotte, Nc, Us
    Assess AI solutions, both internally and externally developed, for conceptual soundness and ethical/responsible design. Conduct strategic research on AI ethics, safety, security and emergent regulation.
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  • Bank Of America
    Data Scientist
    Bank Of America Nov 2019 - Aug 2021
    Charlotte, Nc, Us
    Senior member of Artificial Intelligence Enablement & Governance (AIEG) team responsible for assessing AI solution safety engineering. Reviewed AI solutions across the enterprise for ethical/responsible design. Helped implement the Company's Artificial Intelligence Policy.
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  • Deutsche Bank
    Risk Officer Iii / Senior Advisor
    Deutsche Bank 2018 - 2018
    Frankfurt Am Main, Hessen, De
    Supported US Living Wills group in drafting, completing, and submitting Recovery and Resolution Plan to Federal Reserve Bank of New York and FDIC. Collaborated with front line business units to ascertain processes; navigated technical subject matter and addressed regulatory concerns to ensure clear and concise plan of action. Crafted custom strategies and roadmap detailing clear and concise plan of action and processes to be enabled during emergent situations and/or catastrophic loss.
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  • Pwc
    Partner, Financial Services Risk & Regulatory Consulting
    Pwc 2006 - 2017
    Gb
    Engaged with global capital market clients to develop strategies, implement regulatory and business change, manage financial and operational risks, ensure enterprise compliance, and drive profitability through custom solutions. Advised clients on innovating compliance and risk management through creation of technology, operational, governance, M&A, and restructuring strategies. Analyzed competitive landscape, maintained industry cohort awareness, and authored thought leadership.
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  • Sungard - Now Part Of Fis
    Managing Director And Principal, Equities Direct Market Access / Consultant
    Sungard - Now Part Of Fis 2004 - 2006
    Wayne, Pa, Us
    Delivered end-to-end risk assessment of HFT business and action plan to CEO to lower risk profile and align with corporate standards. Consulted for Assent, LLC then joined SunGard following acquisition to lead start-up institutional Direct Market Access platform.
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  • Bridge Trading Company
    Executive Vice President / Chief Operating Officer
    Bridge Trading Company 2001 - 2003
    Led global operations and compliance with oversight for support, risk management, financial reporting, compliance audits, operational compliance, and litigation.
  • Bridge Trading Company
    Senior Vice President / Chief Compliance Officer
    Bridge Trading Company 1996 - 2003
    Spearheaded compliance transformation by conducting audits and redesigning compliance procedures, personnel, and culture to enable environment turn-around.
  • Bridge Trading Company
    Senior Vice President / Chief Financial Officer
    Bridge Trading Company 1999 - 2001
    Oversaw the establishment of financial management and regulatory capital reporting functions. Implemented Oracle Financials and optical record storage solution to upgrade end-to-end recordkeeping, trade processing, document management, and financial reporting.
  • Capital Institutional Services, Inc. (Capis)
    Chief Compliance Officer
    Capital Institutional Services, Inc. (Capis) Jan 1995 - May 1996
    Dallas, Tx, Us
    Recruited by CEO to oversee the execution and management of regulatory compliance and operational risk functions.
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  • Capital Institutional Services, Inc. (Capis)
    Head Of Research
    Capital Institutional Services, Inc. (Capis) 1990 - 1995
    Dallas, Tx, Us
    Built consultancy team and supported clients with independent research, market data and financial technology.
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  • Donaldson, Lufkin & Jenrette
    Associate, Equity Research
    Donaldson, Lufkin & Jenrette Jan 1989 - Aug 1990
    New York, Us
    Completed CFA program while supporting equity research team of professionals.
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Richard H. Paulson, Cfa Skills

Capital Markets Equities Derivatives Fixed Income Risk Management Trading Investment Banking Options Securities Mergers Change Management Internal Controls Finance Equity Research Business Development Trading Systems Business Process Due Diligence Operational Risk Management Bloomberg Operational Risk Management Hedge Funds Middle Office Fx Options Mergers And Acquisitions Foreign Exchange Options Financial Services Securities Regulation Regulatory Compliance Enterprise Risk Management Risk Assessment Business Process Improvement Data Analysis Machine Learning Management Consulting Banking Strategy Anti Money Laundering Financial Markets Asset Management Corporate Governance Operational Excellence Media Relations Nonprofit Organizations Financial Risk Google Cloud Platform Python R Leadership Broker Dealer Compliance Securities Exchange Act Of 1934 Finra Dodd Frank Broker Dealer Compliance Officers Control Framework Direct Market Access Financial Technology Executive Presentation Skills Microsoft Excel

Richard H. Paulson, Cfa Education Details

  • Massachusetts Institute Of Technology
    Massachusetts Institute Of Technology
    Statistics And Data Science
  • Stanford University
    Stanford University
    Python & R Programming. Additional Courses In Software Security And Blockchain
  • Smu Cox School Of Business
    Smu Cox School Of Business
    Bachelor Of Business Administration

Frequently Asked Questions about Richard H. Paulson, Cfa

What company does Richard H. Paulson, Cfa work for?

Richard H. Paulson, Cfa works for Bank Of America

What is Richard H. Paulson, Cfa's role at the current company?

Richard H. Paulson, Cfa's current role is Senior Quantitative Finance Professional at Bank of America.

What is Richard H. Paulson, Cfa's email address?

Richard H. Paulson, Cfa's email address is ri****@****pwc.com

What schools did Richard H. Paulson, Cfa attend?

Richard H. Paulson, Cfa attended Massachusetts Institute Of Technology, Stanford University, Smu Cox School Of Business.

What skills is Richard H. Paulson, Cfa known for?

Richard H. Paulson, Cfa has skills like Capital Markets, Equities, Derivatives, Fixed Income, Risk Management, Trading, Investment Banking, Options, Securities, Mergers, Change Management, Internal Controls.

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