Jason R. Email & Phone Number

Cirencester, GB

Luxembourg City, LU

Luxembourg

Luxembourg, Luxembourg

Luxembourg

Independent Advisor and Chair of Audit & Risk Committee to Satispay Europe S.A., Luxembourg.

London, United Kingdom

• Responsible for managing a team of Compliance professionals in UK, Europe and North/Central America to ensure ICE meets the requirements set out by its regulators as a Foreign Exchange Money Service Business and a.
• Oversee the risk-based Anti-Money Laundering Compliance programme to help ensure adequate compliance with applicable laws and regulations;
• Maintain an ongoing compliance review programme to assess and review compliance with legal, regulatory, and internal policy requirements, including Data Protection;
• Maintain the record keeping in compliance with regulatory requirements and internal procedures;
• In addition to AML, oversight of policies and procedures in place to ensure that: -
• The requirements of the Bribery Act 2010 are adhered to by all staff and that a culture of anti-corruption is embedded within the company;

London, United Kingdom

Senior Manager responsible for establishing and maintaining an effective compliance control framework to manage the regulatory and financial crime risks. FCA Approved Person CF10 (Compliance Oversight) & CF11 (MLRO).

London, United Kingdom

Senior executive responsible for the development and oversight of appropriate systems and controls as an FCA authorised Electronic Money Institute.

London, United Kingdom

Responsible for managing a team of Compliance professionals in UK, Europe and North/Central America to ensure ICE meets the requirements set out by its regulators as a Foreign Exchange Money Service Business and a Payment Services Institute.

London

Authorised in the UK with the FCA as an Electronic Money Institute (EMI) from 1st June 2016.I had responsibility for developing, overseeing and maintaining the Compliance, Data Protection and Risk framework, including Financial Crime; as well as providing value input towards Satipay's expansion. This included developing all the necessary policies.

Swindon, United Kingdom

• Design, implement and maintain a class leading conduct and corporate risk management framework;
• Maintain the Group conduct risk and corporate risk registers;
• Develop strong relationships with key stakeholders across the business including members of the Executive Management Team;
• Proactively challenge Executive and Operational Management on their understanding and management of key conduct and corporate risks;
• Produce meaningful risk MI which can be used to inform Executive Decision making;
• Draft and present comprehensive risk reports to the GRC;

Swindon, United Kingdom

• CF11 Approved person for a number of regulated entities with the Group
• Responsibility for the Group Financial Crime (FC) and Anti Money Laundering (AML) strategy ensuring that the Group complies with all relevant regulatory and legislative requirements;
• Bribery Act risk assessments, policy, procedure & training owner;
• Developing and implementing policies and procedures in line with the Group AML compliance strategy;
• Developing and co-ordinating the group's approach to wider financial crime including fraud, bribery, identity theft and counter terrorism finance;
• Compiling and reporting management information to Executive Committee, Audit Committee and Board on a monthly, quarterly and annual basis;

Swindon, United Kingdom

• Start up business as part of Compliance, Audit & Risk Team
• Production of relevant Compliance, Data Protection and Financial Crime Policy & Procedures
• Establishing and overseeing Compliance Monitoring Plan and Audit programme
• Training new and existing staff on Compliance, Data Protection and Financial Crime controls
• Responsibility for handling AML investigation and suspicious activity reporting;
• Where appropriate making relevant disclosure to Authorities (e.g. SOCA and FSA);

Swindon/London

• FCA Approved Person (CF11) responsible for the Anti Money Laundering (AML) strategy;
• Building and maintaining relations with external stakeholders;
• Receiving, analysing and, where applicable, referring Suspicious Activity Reports (SARs) in respect of Proceeds of Crime Act and Terrorism Act;
• Assessment of MI and reports to determine financial crime risks
• Oversight of third-party due diligence as part of projects and new product developments to manage financial crime risks with third-party suppliers, outsourcers and associated persons;
• Manage the Financial Crime Team resource, training & development, budget and workflow.

Bracknell

• Auditor as part of risk-based audit programme;
• Financial Promotion approval; and
• Business Quality case checking

Swindon, United Kingdom

Variety of roles beginning with Customer Services Pension Administration, moving to a number of project teams, mainly focusing on process improvements, before the final role as a Compliance Consultant as part of the Compliance Team.