Rikhael Manocha Email & Phone Number

Singapore

AML Exit Management and Regulatory Compliance Advisory

Monitoring & Assurance

Compliance, Conduct & Operational Risk - Chief Data Office

• Premier Private Client - Sales & Suitability Compliance
• Review and monitor Private Banking Sales Activities via Trade Transaction Report Reviews and retrieval of Voice Communication Logs
• Ensure Strict compliance by front office and sales representatives with all internal controls and guidelines. Identify and investigate all compliance issues identified and ensure proper and timely escalation to.
• Perform Gap Analysis to identify areas of weakness, advise and provide recommendations and guidance to Designated Units so as to improve/ rectify any weaknesses and problems identified
• Developed and maintained Team's Compliance Training Manual and SOP
• Led Development of Demerit Scorecard for tracking of trade defects and compliance breaches

• Premier Private Client - Sales & Suitability Compliance Analyst
• Review and monitor Private Banking Sales Activities via Trade Transaction Report Reviews and retrieval of Voice Communication Logs
• Ensure Strict compliance by front office and sales representatives with all internal controls and guidelines. Identify and investigate all compliance issues identified and ensure proper and timely escalation to.
• Perform Gap Analysis to identify areas of weakness, advise and provide recommendations and guidance to Designated Units so as to improve/ rectify any weaknesses and problems identified
• Led UAT compliance testing for all system enhancements, facilitated implementation of new processes and workflow tools used by PPC Stakeholders
• Wrote and reviewed Business User Requirements and UAT test Scripts and Scenarios

Singapore

• Checker Lead for KYC periodic reviews as per AML/CFT screening requirements
• Monitor and update internal databases for weekly statistical reporting.
• Performed Ad-Hoc CRS/FACTA processing
• UAT Testing lead for System Enhancements and Data Migration

• Perform surveillance checks on all client related transactions.
• Conduct investigations and callback retrievals for suspicious transactions and ensure callback in conducted in accordance to the Fraud Prevention Manual on asset and non-asset transfers.
• Ensure timely escalation of concerns and suspicious activities to Management and Head Office.
• Perform end of day review and reconciliation.

Singapore

-Screening and data entry for life, personal accident and health insurance applications within stipulated turnaround time-Develop new business and retain existing accounts-Updating of underwriting requirements and other administration work-Managing of feedback from distribution representatives and policyholder

-Web Uploader in the Digital Media Group. Tasked with HTML coding and formatting articles from editors and journalists and uploading them on news site, Asiaone.com-Had to meet multiple deadlines daily, including timely upload of breaking news-Photo editing done using Adobe Photoshop to accompany every article.

-Enforcement Unit – Deserter Platoon. Arrest AWOL/Deserters. Responsible for the arrest of multiple deserters in a high risk high stress environment-Ceremonial Guard of Honour. Guard of honor division. SAF day parade representing Military Police Command. Multiple guard of honour parades at the Istana Singapore, some of which were, Prince Charles, Prime.

Accounting And Finance, Accounting

Diploma In Chemical Engineering, Petroleum Technology