Rinaldo Chettiar Email & Phone Number

New Jersey, United States

Audit Director for Sales and Marketing and Global Research businesses in North America

Singapore

Team Lead - Global Markets APAC Manage audit team covering regional audits across Sales & Marketing and Futures & Options businesses in the region. Regulatory coverage and interactions with regional and global regulators to address complex product coverage requirements.

Singapore

Regional Team Lead providing management oversight and audit coverage across Consent Order validation along with complex AML and KYC audits in the region.

Singapore

Regional Team Lead providing management oversight and audit coverage across Consent Order validation along with complex AML and KYC audits in the region.

Singapore

Corporate and Investment Banking auditor covering end to end audits across CIB - Global Trade and Loan Products, Global Corporate Banking, Treasury Services and Operations audit across APAC.

Singapore

 Leading a team as well as participating in risk based internal audits of Wealth Management, Private Banking and Corporate Banking units. Supervising Sarbanes Oxley audits as well as leading cross functional and cross border audits.  Managing and supporting the annual audit risk assessment of businesses and operational units for the three main businesses. IA representative in local governance forums in South Asian locations.

Mumbai Area, India

i) Head Audit, India – BNP Paribas Sundaram Global Security Operations April 2010 to August 2010ii) Asset Management & Services Auditor, Asia Pacific (excl. Japan) January 2006 – March 2010iii) Assistant Manager – Internal Audit, BNP Paribas India October 2004 – December 2005Job profile included:  Leading a team of cross functional business auditors as well as participating as a team member in conducting risk based internal audits of: - Audits of Professional Clearing Members, Custody and Securities Services entities in India and Asia Pacific region;- Wealth Management entities in Asia;- Corporate Banking, Cash Management and related Operational activities undertaken by the Bank in India;- Regulatory reviews prescribed by Monetary Authority of Singapore, Hong Kong Monetary Authority and Reserve Bank of India; Managing stakeholders at various levels including local Chief Executive Officer and Chief Operating Officer. Responsible for managing the India Audit Committee. Liaison with the External and Reserve Bank of India auditors.

Mumbai Area, India

Job profile included: Leading, assisting the audit team and conducting statutory audits for IndusInd Bank, Bank of Nova Scotia, Credit Lyonnais, LIC Housing Finance Ltd. Major areas covered:- Credit review assessments and provisioning requirements, if any;- Consolidation of inter-bank financial statements;- Capital adequacy computation as prescribed by Reserve Bank of India Conducting regulatory prescribed assignment viz. Custodial audits and Credit Card non-performing assets reviews. Assisting the management in marketing pitches for new client

Aritcled clerk and Audit Executive in Statutory Audit division of Kalyaniwalla & Mistry

Certified Anti-Money Laundering Specialist

Certified Fiduciary & Investment Risk Specialist, Fiduciary

Chartered Accountant, Finance And Accountancy

B. Com, Accounting