Collaborated with each office territory and developed processes to enable compliance with employees following tax guidelines and statues.Processed and prepared compliance files for court hearings.Carried out various audit checks to ensure the correct procedures have been carried out and to identify any training requirements. Scanned confidential documents into electronic filing system and categorized them for retrieval and review.Ability to make connections between the Departments offerings and the needs of clients and identify the needs of clients to assist them in maintaining compliance with regulationsGood organizational skills to schedule and conduct calls and undertake effective follow up from calls from clientsWorked both independently and in a team setting to accomplish goals

Developed and maintained information, administrative systems, and processes that created an adequate system of internal controls and helped ensure the company's financial results were recorded accurately.Identified, classified, maintained, and protected files, documentation and sensitive information consistent with record handling and retention requirements.Maintained and updated Excel templates (e.g., year-end forms, cash flow templates, key ratios, allowance for loan loss) to ensure templates contain current reporting requirements.