Rita Main Email & Phone Number

I started my professional career as a financial analyst, then as an internal auditor, which was a good fit for my curious and structured nature. It also provided a great opportunity to ask questions and gain an understanding of the financial and banking world and related regulations. As I learned more, I became interested in the compliance regulations, specifically Bank Secrecy Act. I focused on leading BSA/AML Audits, and when a position opened in the Financial Crimes department I took it.My biggest accomplishments have come by way of my team. Research and investigations that were escalated and received feedback from law enforcement proved we were on the right track. It’s a small victory for BSA! One of the biggest challenges I have had in my BSA Manager role was the completion of the annual BSA/AML Risk Assessment to align with regulator and auditor expectations. But it was accomplished!My current role of BSA Officer brings its own challenges, including the ability to be organized and at the same time be accommodating as calls and emails demand your attention during the day. The ability to listen and hear what the front lines are saying is a skill I use daily and continue to develop. Perception can be a hindrance, clear and concise communication is vital for an efficient and effective team. Becoming a trusted advisor on all things BSA/AML is a position that is earned over time. Emerging risks, such as FinTech’s, Cryptocurrency, and Cannabis Related Businesses continue to evolve. Staying ahead of the curve is essential to staying ahead of the demand for these types of customers and the complex monitoring that is needed to maintain an acceptable level of risk.

Listed skills include Internal Controls, Internal Audit, Auditing, Banking, and 45 others.