Rita Menon Email & Phone Number

London Area, United Kingdom

London, United Kingdom

Specialist advisor responsible for delivering aspects of the regulatory change strategy within DataInfluence change and partner across risk and control functions in the bankResponsible for Global Data Privacy RTB adherence for CDIOLeadership Experience in agile delivery

London, United Kingdom

Responsible for implementation of front office regulatory controls for Equities/Derivatives and Electronic Trading• Appointed delegate to derivatives and cash business head to dispense responsibilities under the Senior Manager Certification Regime (SMCR) • Devised strategic and tactical front office controls to adhere to regulatory expectations• Partnered with derivatives business head to manage complex cross-departmental initiatives to identify cost efficiencies • Primary 1st line contact representing the business under the banks 3 pillars of defense program

United States

• Member of the Institutional Equities Division (IED) - Listed Derivatives Commissions and account services team• Partnered with sales, marketing and clients on commission pricing and tiering listed derivatives clients. Responsible for new client onboarding.• Specialized in commissions and fees for global clients - execution, clearing, exchange and NFA regulatory fees. Responsible for resolving commission and fee breaks raised by clients or sales.• Analyzed client structure with trading to create new daily volume and pricing reports for better client transparency. Collaborated with second line functions for a seamless client experience.• Primary approver for CFTC 102 compliance form submitted to the US regulators. Point of contact for brokerage queries, margin & interest set up.

Mumbai Area, India

Derivatives Confirmations

Bachelor Of Commerce - Bcom, Accounting And Finance

Education record