Rory Kemmerer Email & Phone Number

New York, NY, US

New York, New York, United States

• Manage and organize financial reporting documents and interest rate cap agreements for a portfolio of over 100 loans, ensuring accuracy and completeness while maintaining thorough records for use in various regulatory.
• Perform periodic and new business KYC (Know Your Customer) reviews on borrowers, guarantors and related entities, ensuring compliance with regulatory requirements and internal policies.
• Conduct comprehensive negative news screenings on borrower and related entities using World-Check One to mitigate potential risks related to financial crime and reputational damage.
• Conduct and automate portions of monthly and quarterly outsourcing reviews, reducing manual effort and increasing efficiency.
• Support loan closing process by coordinating documentation, conducting quality checks, and ensuring compliance for successful and timely transaction completion.

• Worked as a contracted analyst at a leading mobile payment platform, specialized in AML/BSA, contributed to the prevention and detection of financial crimes while ensuring regulatory compliance.
• Applied Snowflake queries, Excel, and advanced data analytics techniques to perform in-depth investigations on client accounts flagged for potential financial crimes (fraud, money laundering, ACH fraud, cryptocurrency).
• Exceeded client case completion requirements by 22% since joining the engagement, consistently ranking as the top performer, while maintaining a quality score above the client requirements.
• Drafted comprehensive Suspicious Activity Report (SAR) narratives, completing over 20 SAR forms daily, promptly identified and escalated cases of high risk, including account takeover, human trafficking, and terrorist.

New Brunswick, NJ

• Managed and organized tutoring sessions for upwards of 50 students and tutors at a time
• Analyzed strengths and weaknesses of students writing, reading and critical thinking skills
• Developed techniques and strategies for students to use and improve their writing and critical thinking

New Brunswick, NJ

• Supervise and provide aid for upwards of 80 patrons
• Conduct setup and sign-in for student participants of fitness classes
• Maintain the safety and wellness of Rutgers students and faculty within the recreation facilities

New York, United States

• Contributed to AGILE delivery of complex enterprise level software for a top tier, international Investment Bank, as a member of the Fenergo Professional Services team
• Translated complex business rules into developer ready User Story configuration requirements
• Responsible for requirements gathering of client specific regulatory configurations of multiple, high visibility, market regulations, Including: Dodd Frank, EMIR, Canadian Derivatives and Margin Requirements
• Leveraged open API framework for Dodd Frank solution by configuring integrated access to IHS Market’s ISDA Amend data
• Created sample testing files with publicly available counterparty simulated data for Swap Dealer, Counterparties, and populated questionnaire responses to enable more effective QA process of Fenergo core product.
• Obtained extensive knowledge in regulatory compliance within financial services: Know Your Customer (KYC), Anti-Money Laundering (AML), FinCEN CDD rule relating to Ultimate Beneficial Ownership (UBO), Sanctions and PEP.

New York

• Completed scoping requirements around data mapping and document management for multiple enterprise level financial institutions
• Designed a multivariable automation model for Case Prioritization and Task Management based on various risk factors as a Product Roadmap candidate
• Prepared and conducted Product Demos of new feature (KYC Reliance and Data Inheritance) functionality for stakeholders
• Conducted QA and UAT testing of new features implemented in core product as well as client specific environments
• Utilized JIVE and TFS to manage project backlog, sequence issues, document acceptance criteria, raise defects and more