Richard Hawkins Email & Phone Number

London, Gb

London, England, United Kingdom

London, United Kingdom

London, United Kingdom

Six-month fixed term contract focused on ensuring the business was ready for go live of MiFID II regulation in January 2018. This included extensive data analysis, Mapping of ‘as is’ and ‘to be’ business processes, system platform modifications and upgrades. Coordination of full UAT was also completed. I hosted workshops to inform and educate staff on the regulatory changes and how they impacted their roles, along with ensuring client communication was effectively handled and all returned data systematically logged.In addition, I completed a full interview and document analysis of the ISA subscription administration procedures to accommodate changes in regulation and internally managing tax wrappers to provide the business with recommendations for future development.

London, United Kingdom

- Managed workshops for business users to coordinate change and training across multiple business functions. - Oversaw the compilation and execution of detailed test plans for system changes and annual upgrades of Simcorp Dimension and CGiX, including UAT ensuring all testing was appropriately evidenced in a structured way.- Mapped ‘as is’ and ‘to be’ business processes to analyse, determine solutions, including fixes and future development, ultimately combining these into the target operating model.- Contributed to establishing project life cycles and assessing on-going stage completion.- Liaised with internal and external software providers to resolve issues and develop systems. - Reviewed industry and regulatory change and assessed any impact for the business and how these could be addressed in a cost effective timely manner. - Logged and monitored on-going activities within JIRA Service Desk and ensured all stakeholders were aware what action was required and by whom.

London

Middle Office Analysts at C.Hoare & Co. covers a wide range of responsibilities, both on a day to day and on-going basis. These responsibilities include but are not limited to; Client Valuation/Tax Reporting, Client Static, Client Performance maintenance, Asset Static Data, Stock & Cash Reconciliations, Management Fee Processing, FUM reporting and Market Validation. All of the above require close collaboration with Front Office, Back Office, Transfers, Investment Risk and Performance, Business Change Management and Execution Dealers. Due to the structure of C.Hoare & Co., Middle Office also offers assistance to Relationship Managers, Banking Operations and Tax.

London

Worked directly to assist a number of Fund Managers in the administration of institutional, charity and private client portfolios including performance measurement, periodic investment reporting, account opening process, cash management, capital gains tax oversight (using CGiX) and resolving portfolio queries. The focus of this role was to be the main point of contact for client’s and keep Fund Managers constantly up to speed on internal and client sensitive matters. Client meetings were also attended.

London, United Kingdom

Provided administrative support to the Client Services Department with a particular focus on financial reporting and information management.

Bachelor’S Degree, Business Management, 2:1

Investment Operations Certificate (Ioc), Investments And Securities

The Investment Operations Certificate (IOC) is our most established qualification and is taken by practitioners globally to enhance their.