Bob is an expert in a firm’s fiduciary responsibilities, as a founder and owner of Sussex Securities LLC and as a FINRA arbitrator, Bob’s knowledge and experience is valued amongst top tier Wall Street veterans. Bob has consulted financial regulatory compliance programs at over a dozen financial institutions, both domestically and internationally, across multiple product lines and business units. In addition, Bob founded his own Broker-Dealer and has led numerous other trading firms. From project start to finish, Bob creates measurable economies of scale through transparency and effective use of available human capital and information technology. His extensive onsite team management experience, subject matter expertise and legal background allow him to quickly identify and remedy program inefficiencies through innovative and cost-effective solutions. Bob has managed numerous compliance teams across North America, including AML/OFAC and Global Economic Sanction transaction monitoring, KYC and CDD remediation, Suspicious Activity Reporting (SAR), trade finance and Foreign Correspondent Banking Risk Assessment initiatives. Bob earned his B.S. from the Mars Hill University and Masters from the Rutgers University. RISK Certifications, AML Certifications, FINRA 7, 24, 27,55,63,65 and 82 Licenses.