• Provide support for Financial Advisors with a client asset portfolio of over $250M.• Maintain and update client financial data to keep accounts within guidelines.• Conduct analysis on client information to identify potential risks and recommend mitigation strategies to financial advisors to maintain financial integrity.• Gather, validate, and organize financial and client data.• Highlight values and educate clients on EFT’s, Mutual Funds and other financial products.• Disseminate account data for clients per their needs.

• Support Financial Advisors with the transition of 95% of clients from Smith Barney to UBS.• Took on additional role as backup cashier, assisting with coordinating deposits and processing payments.• Leverage knowledge of industry practices, standards and principles to ensure compliance with regulatory requirements.• Prepare client documentation and run financial reports.• Helped onboard group of new Financial Advisors in Brea, CA.• Perform work that required practical experience and training.