Rob Moses

Rob Moses Email and Phone Number

Counsel @
Rob Moses's Location
New York, New York, United States, United States
Rob Moses's Contact Details

Rob Moses work email

Rob Moses personal email

n/a

Rob Moses phone numbers

About Rob Moses

Rob Moses has over twenty years' experience in the financial services industry, serving as in-house counsel, executive officer and director to broker/dealers and registered investment advisors. Rob provides counsel and consulting related to the business, regulatory, compliance, supervisory and product due diligence areas of the financial services and investment business.

Rob Moses's Current Company Details
RJM Counsel PLLC

Rjm Counsel Pllc

Counsel
Rob Moses Work Experience Details
  • Rjm Counsel Pllc
    Principal
    Rjm Counsel Pllc Jan 2015 - Present
    New York City
    Since January 1, 2015 Rob has been in private practice providing advice and counsel to various participants in the financial services business, including registered investment advisors, broker-dealers, financial professionals, advisors to private funds and investors.
  • First Allied Securities
    General Counsel
    First Allied Securities Dec 1996 - Dec 2014
    San Diego And Nyc
    Rob handled all legal functions for this retail financial services group of companies, including broker-dealers and registered investment advisers.
    View

Rob Moses Skills

Securities Finra Investments Securities Regulation Financial Services Series 24 Series 7 Investment Advisory Alternative Investments Due Diligence Investment Management Financial Advisory Wealth Management Hedge Funds Venture Capital Asset Management Series 63 Estate Planning Private Equity Arbitration Civil Litigation Etfs

Rob Moses Education Details

Frequently Asked Questions about Rob Moses

What company does Rob Moses work for?

Rob Moses works for Rjm Counsel Pllc

What is Rob Moses's role at the current company?

Rob Moses's current role is Counsel.

What is Rob Moses's email address?

Rob Moses's email address is ro****@****hal.com

What is Rob Moses's direct phone number?

Rob Moses's direct phone number is +1.619.702*****

What schools did Rob Moses attend?

Rob Moses attended Benjamin N. Cardozo School Of Law, Yeshiva University.

What skills is Rob Moses known for?

Rob Moses has skills like Securities, Finra, Investments, Securities Regulation, Financial Services, Series 24, Series 7, Investment Advisory, Alternative Investments, Due Diligence, Investment Management, Financial Advisory.

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