Compliance And Regulatory Risk Consultant
CurrentEXPERIENCE / ROLES UNDERTAKENAnti Money Laundering (AML)Complaint HandlingNew Business CheckingS166 Skilled Person / Past Business Suitability / KYC ReviewsQuality AssuranceRedress and Loss CalculationsOutcome TestingForensic Data Integrity ReviewData MigrationSystems/data analysisPension Scheme AdministrationManual calculationsGMP ReconciliationPension Savings StatementsPension Scheme ValuationsProject… Show more EXPERIENCE / ROLES UNDERTAKENAnti Money Laundering (AML)Complaint HandlingNew Business CheckingS166 Skilled Person / Past Business Suitability / KYC ReviewsQuality AssuranceRedress and Loss CalculationsOutcome TestingForensic Data Integrity ReviewData MigrationSystems/data analysisPension Scheme AdministrationManual calculationsGMP ReconciliationPension Savings StatementsPension Scheme ValuationsProject PlanningManagement Information Process MappingProceduresRoot Cause AnalysisReport WritingParaplanningManagerT & C SupervisionCoachingTraining Design & DeliveryTraining Needs AnalysisAssessment & FeedbackPRODUCTS / AREAS OF EXPERIENCEPENSIONS:StakeholderPersonal PensionsRetirement Annuities SIPPPension DrawdownPhased RetirementSSASEPPFinal Salary SchemesPension TransfersEnhanced Transfer ValuesDefined Contribution SchemesAVCFSAVCEnhanced / Impaired Life AnnuitiesINVESTMENTS:Interest Rate Hedging Products (IRHP)Unregulated Collective Investment Schemes (UCIS)FCA Arch cru Consumer Redress SchemeVenture Capital Trusts (VCT)Structured Products (SCARP)Onshore & Offshore Investment BondsDiscounted Gift Trusts (DGT)Unit Trusts / OEICSBusiness Expansion Scheme (BES)Enterprise Zone Trust (EZT)PROTECTION:Share Purchase / Partnership ProtectionGroup LifePHILong Term CareOTHER:Financial Promotions,Equity ReleaseNational Insurance SchemesTax MitigationIHT PlanningTrustsCOMPANIES WORKED WITH:Allied Zurich AvivaBarclaysBradford & Bingley Deloitte & ToucheEquinitiFriends ProvidentHewitt Bacon & Woodrow (AON)HSBC John CharcolKPMG M&GNatWestNFU MutualPositive SolutionsPrudentialQuilter FinancialRBSRoyal LondonStandard LifeSun Life Financial Of Canada Towergate Show less