Robert Davison Email & Phone Number

Enfield, CT

Windsor, CT

Monitor risk event reporting and generate relevant, timely and impactful operational risk information, as well as develop strategy for control improvements. Support the Operational Risk Committee including assistance in the preparation and presentation of regular reporting and approval matters, to ensure that risks are properly addressed. Leverage shared.

East Providence, Rhode Island

Managing all aspects of risk within the commercial banking business units, ensuring that the risk processes, programs and reports are consistent with the corporate direction and policies. Developing, enhancing and maintaining a proactive and robust risk management program and related initiatives. Providing regulatory expertise and solutions on complex risk.

Execute and enhance mutual fund compliance programs through proactive testing. Design and execute testing and assessment activities. Develop processes to determine readiness of various entities for SEC or FINRA examinations. Conduct assessments of internal business entities to ensure compliance policies are adequate and implemented effectively. Identify.

Working within the IT Division providing support, maintenance and development of the Corporate Sales Applications for the Sales Division. Sales Reporting through Sharepoint and BIP(Business Intelligence Portal). Sales CRM through Salesforce.com. Sales site qualification through custom business application utilizing web services, Mapping and Sharepoint..

Complete all phases of the audit including planning, risk assessment, testing and report writing. Evaluate the effectiveness of controls through the application of knowledge of business processes and system controls. Perform audit in a professional manner and in accordance with the approved audit plan. Prepare formal written reports expressing opinions on.

Maintain IBTC Transfer Agent operations relationship with client accounts. Provide comprehensive client support; attend client meetings, address client issues, fulfill client reporting requirements, coordinating client mailings and provide client with timely information. Provide internal Marketing support and internal/external Audit support. Ensure.

Supervise up to seven staff members within the Broker/Dealer daily operations group. Interview and select new staff for unit. Develop and motivate staff through training, counseling and ongoing performance appraisals. Manage, prioritize and delegate daily activity and special projects of the Broker/Dealer daily operations group. Direct the development.

Mba, Executive Mba Program

Earned Masters Degree while working full-time and helping to raise a family.

Associates Applied Science, Culinary Arts

Culinary Arts degree earned on Saturdays while working full-time. This was something I really wanted to do, so I did.

Bachelors Of Science, Hotel, Restaurant And Travel Administration

Activities and Societies: I was a Resident Assistant for 3 semesters and worked part-time while going to school.The Hotel, Restaurant and.

High School Diploma, College Prep