Robert Beach Email & Phone Number

SEEKING EMPLOYMENT IN RISK MANAGEMENT Anti Money Laundering (AML)/Financial Crimes Compliance Specialist for Global Financial Crimes Compliance team responsible for reviewing, analyzing and identifying indicators of potential money laundering or terrorist financing activity from information sources such as surveillance / monitoring alerts, open source media reports and internal referrals. Responsibilities include concise documentation of AML review results and preparing Suspicious Activity Reports (SAR) in accordance with US laws, the Bank Secrecy Act and the USA PATRIOT Act.10+ years combined experience in operations in the financial industry 10+ years experience in Options Trading Floor support4 years experience in Trading & Brokerage operations with OTC and Listed StocksExtensive experience managing a team of up to 6 peopleKey team player in assisting Development Department in implementing new trading platform to Options Floor (received an award for this)Excelled in diffusing high stress situations between trading floor members and exchange personnel and equipmentPast training in AML/BSA, Check Fraud, Wire Fraud, KYC, US Patriot Act and Debit FraudFor 2012 year, increased my production from 12.61 Alerts per hour to 22.93 (above standard) on a new Fraud Detection systemOne of the highest “Hit Rates” for confirmed fraud on my team (14.9 % to 19.8% fraud) which translates to least customer impactProficient in Risk Management from experience with Fraud Detection to minimize loss to the bank, (one of the best miss rates on my team)Proficient in the following operating systems - Windows XP, Vista, MS Dos, 7, Stratus Mainframe, Bridge Information, Track Data, Bloomberg, Instinet, and DOT terminalsTroubleshoot data flow between exchanges, SIAC, OPRA, quote vender and peripheral equipmentPerform Change / Cancels for customers chasing the market in volatile market conditionsAs a Trading Specialist, developed a macro to streamline and increase production

Listed skills include Options, Risk Management, Equities, Trading, and 30 others.