Robert Dingley Email & Phone Number

Reading, England, United Kingdom

- Managing the lifecycle of data from recieving / creating, use, storage and deletion.- Reviewing and analysing each step of the way, per data type and per system.- Ensuring complaince with various data protection regulations.- Working with our firms wider group businesses, FirstRand and MotoNovo, to ensure wider group compliance and working together to ensure our client's data is protected- Working with various project teams and assisting with technology updates with a view of… Show more - Managing the lifecycle of data from recieving / creating, use, storage and deletion.- Reviewing and analysing each step of the way, per data type and per system.- Ensuring complaince with various data protection regulations.- Working with our firms wider group businesses, FirstRand and MotoNovo, to ensure wider group compliance and working together to ensure our client's data is protected- Working with various project teams and assisting with technology updates with a view of data storage protection and data regulation compliance Show less

London, United Kingdom

Global Regulatory Operations Business AnalystProject - MIFIR II / MiFIR :- Day 2 Transaction reporting compliance requirements- Performing transaction reporting accuracy tests, gap analysing and working with IT to create solutions- Analysing 3rd party data quality checks - Performing Post Trade Transparency accuracy check, including the differences when reporting individual asset types, gap analysing and working with IT to create solutions.- Creating and managing Jiras… Show more Global Regulatory Operations Business AnalystProject - MIFIR II / MiFIR :- Day 2 Transaction reporting compliance requirements- Performing transaction reporting accuracy tests, gap analysing and working with IT to create solutions- Analysing 3rd party data quality checks - Performing Post Trade Transparency accuracy check, including the differences when reporting individual asset types, gap analysing and working with IT to create solutions.- Creating and managing Jiras for IT solutions Show less

Reading, United Kingdom

Working on Fair Processing Notices across the bank (151 in total) were GDPR ready. This involved updating client facing documents, privacy policies and record messages.Post GDPR I am working on the Data Subject Access Request procedure and how to streamline request types. I am also working on cookie consent, Data Protection Impact Assessments in OneTrust

London, United Kingdom

September 2017 – February 2018 (Contract Role)Job Title: Business Analyst for MIFID II and GDPRMiFID Theme Covered : Reporting to Clients (September - January)· Gap-assessed multiple desks and systems for their current state and future state in an extremely tight time frame.· Led key stakeholder workshops both in London and in Canada.· Representing BMO in multiple industry working groups.· Authored MiFID II - BRD for Client Reporting.· Obtained BRD sign-off from… Show more September 2017 – February 2018 (Contract Role)Job Title: Business Analyst for MIFID II and GDPRMiFID Theme Covered : Reporting to Clients (September - January)· Gap-assessed multiple desks and systems for their current state and future state in an extremely tight time frame.· Led key stakeholder workshops both in London and in Canada.· Representing BMO in multiple industry working groups.· Authored MiFID II - BRD for Client Reporting.· Obtained BRD sign-off from key stake holders.· Assisted with the authoring for BMO- Telephone Taping and Record Keeping BRD.GDPR Theme Covered : General Assessment (January - February)· Analyzing the departments for a view to role out GDPR compliance with the business.· Looking at the impacts on the Eligible Counterparties and Professional Clients (no retail clients are onboarded).· Helping to asses the data held for natural EU citizens and members of staff.· Assessing GDPR's impact on extra-territoriality, and the impacts on Canada and the USA. Show less

London, United Kingdom

May 2017 – August 2017 (Contract Role)BGC PartnersDepartment: Compliance TeamJob Title: Business Analyst for MIFID IITheme Covered : Telephone Taping & Record Keeping.· Gap-assessed dozens of sub-businesses which make up the BGC Partners Inc Group.· Led key stakeholder workshops for the London, Paris and Madrid offices.· Analysed the current and future state of internal documents and policies with Legal and Compliance.· Authored MiFID II - BRD for Telephone… Show more May 2017 – August 2017 (Contract Role)BGC PartnersDepartment: Compliance TeamJob Title: Business Analyst for MIFID IITheme Covered : Telephone Taping & Record Keeping.· Gap-assessed dozens of sub-businesses which make up the BGC Partners Inc Group.· Led key stakeholder workshops for the London, Paris and Madrid offices.· Analysed the current and future state of internal documents and policies with Legal and Compliance.· Authored MiFID II - BRD for Telephone Taping and Record Keeping.· Obtained BRD sign-off from Technology team and key stakeholders.· Analysed the cross over between MIFID II TT&RK requirements against those in the GDPR Regulations. Show less

London, United Kingdom

Job Title: Business Analyst for MIFID IITheme Covered : Cost and Charges, Client Reporting, Telephone Taping & Record Keeping.· Creating multiple Gap Assessments, Business Requirement Documents, High-level Operating Models, Low level Target Operating Models for the various themes and teams owned.· Working with the Private Bank, Personal Bank and Offshore Platforms to ensure all areas are covered, this involved working with 20 plus teams from Front Office & Operations to the… Show more Job Title: Business Analyst for MIFID IITheme Covered : Cost and Charges, Client Reporting, Telephone Taping & Record Keeping.· Creating multiple Gap Assessments, Business Requirement Documents, High-level Operating Models, Low level Target Operating Models for the various themes and teams owned.· Working with the Private Bank, Personal Bank and Offshore Platforms to ensure all areas are covered, this involved working with 20 plus teams from Front Office & Operations to the Technology and Systems teams.· Updating the various documents created to be complaint with the updated Delegated Acts, ESMA Q&A and FCA Consultation Papers when they are released.· Running Gap, Solution and Walkthrough Workshops with Key Business Stakeholders (VP and Directors) from the Businesses, Legal, Compliance, Operations etc.· Presenting potential MiFID II Strategic Solutions to Barclays MD’s at the Bank’s Steering Committee and Operating Committee Meetings. The theme of this was “MIFID II complaint vs changing the business model”· Presenting current states of the three themes within the Project Design Forums· Working with various Technology and Platform teams in the UK, Geneva, Singapore and India to help create their Technical Specification Documents to update the systems to be MiFID II complaint.· Creating draft, high level disclosure and full disclosure MIFID II Ex-Ante documents then presenting this to the banks Directors.· Creating and then presenting various mock up “What Good Looks Like” MIFID II documents, to the MD in charge of the Private Bank. These were draft MIFID II documents the bank should send out end-to-end within client journey· Working with the operations teams to update their remit to ensure clients are informed if their portfolios drop by 10% and asking for cost / benefit analysis for different options.· Presenting and Confirming defender positions.· Confirming solutions to update Global, UK and Team specific Policies and Procedures. Show less

London, United Kingdom

· Working with the Private Bank Team (London) and Private Clients Team (Glasgow) to migrate 3000+ clients.· Creating Target Operating Models so the current state of the Private Banks procedures could be re-worked so they were more appropriate for the new Private Clients Teams service which would be offered.· Drafting all of the procedures for the newly created Private Clients Team. The procedures were based off of the Wealth procedures which were at times out of date. Updating both sets… Show more · Working with the Private Bank Team (London) and Private Clients Team (Glasgow) to migrate 3000+ clients.· Creating Target Operating Models so the current state of the Private Banks procedures could be re-worked so they were more appropriate for the new Private Clients Teams service which would be offered.· Drafting all of the procedures for the newly created Private Clients Team. The procedures were based off of the Wealth procedures which were at times out of date. Updating both sets of procedures when gaps were noted.· The procedures were then present to my wider team and with representatives from Risk and the Business. Thereafter these were accepted to the business and used going forward.· Travelling to Glasgow to train various teams on 3 separate occasions. Two of the times were "classroom" style training session lasting 2 weeks. The other occasion was to give specific training for the top performers so they could lead the team.· I was also asked to go back to Glasgow when waves of clients went live in Private Clients, this was to floor walk when the UK and then International teams landed. Show less

London, United Kingdom

· Directly managed up to 20 PBEs at one time whilst having additional responsibility of overseeing PBEs both the London and overseeing the PBEs in the Dublin office. Organized and ran difficult conversations such as Performance Improvement and Capability Meetings.· Run monthly supervision and support meetings with direct report staff, conduct mid-year and full year Personal Development conversations. Delivering compensation round conversations for members of staff on grades lower and also… Show more · Directly managed up to 20 PBEs at one time whilst having additional responsibility of overseeing PBEs both the London and overseeing the PBEs in the Dublin office. Organized and ran difficult conversations such as Performance Improvement and Capability Meetings.· Run monthly supervision and support meetings with direct report staff, conduct mid-year and full year Personal Development conversations. Delivering compensation round conversations for members of staff on grades lower and also at one time higher than myself.· Delivering training to the Private Client Services team in Glasgow, Edinburgh and Newcastle Offices. · Fully Co-ordinated and hosted a PBE forum for the PBEs from the wider teams. While ensuring that the Chief Executive of Wealth and Investment Management was able to present.· Team Knowledge Champion for an expanse of Gamma systems such as CRM, Credit Gateways, WECCO etc and a knowledge hub for the rest and also our procedures. Regularly assist with questions and queries from PBEs and Bankers across a variety of teams.· Personally asked by the Head of the PBEs, to join a bespoke group of PBE Managers to develop a task list for the PBEs and bankers, confirming the individual and shared tasks for each on a daily, weekly and monthly basis.· Managed multiple PBEs whilst being the allocated PBE for 3 bankers with over 500 client relationships. The vast majority of these were African, Middle Eastern and French clients. These clients had between £500K and £3M.· Been a PBE with the Ultra High Net Worth team, where client are worth £50M +.· Initiated a focus group for the PBEs to help progression towards becoming a banker. Arrange for regular guest speakers including Bankers, Directors, Team Leaders, Managing Directors and the London based Head of Europe.· Run and fact found on various Discipline, Capability and Grievance cases. Show less

London, United Kingdom

July 2008 – July 2011Barclays Wealth and Investment ManagementDepartment: Europe TeamJob Title: Junior PBE & Senior PBE· Responsibility for on boarding prospective clients, including a large corporation who brought in €500,000,000 AUMs, Completed the account opening in two days.· Represented Barclays Wealth London on business trips with my Banker in Lisbon and Jersey.· Responsibility for the day to day maintenance of the book of clients, checking overdrawn balances… Show more July 2008 – July 2011Barclays Wealth and Investment ManagementDepartment: Europe TeamJob Title: Junior PBE & Senior PBE· Responsibility for on boarding prospective clients, including a large corporation who brought in €500,000,000 AUMs, Completed the account opening in two days.· Represented Barclays Wealth London on business trips with my Banker in Lisbon and Jersey.· Responsibility for the day to day maintenance of the book of clients, checking overdrawn balances, client meetings, checking and completing credit and annual reviews.· Re-write Procedures (Front Office and Operations) when it was realized there was potential for losses. Show less

London, United Kingdom

Department: Client Services Team UKJob title: Client Services Executive· Processing payments and authorizing payments for Private Bank Clients· Onboarding clients to the Private bank, ensuring that they had the essential KYC and completed the correct documents· Opening bank accounts for clients· Completing with clients' requests for day to day banking needs.· Analyzing and recording all of the clients' complaints for the Private Bank

Harefield

Working at the head office of Musgrave, Budgens and Londis organizing shipping of food and non-food pallets for the buyers