Specialty sports products distributor, retailer, and online e-commerce provider.

• Overall responsibilities include providing Swaps and Derivatives trader support to our front office colleagues and monitoring operational risk associated with incorrect instrument valuations. • Monitor trade flows between front office booking system and downstream flows to ensure no interruptions.• Client T+1 swap allocation and/or re-allocations to correct and match what our client’s expectations.• Reconcile ETF creation redemption bookings to validate discrepancies between intercompany books, as well as ensuring risk and pnl are in line with expectations.• Daily LATAM reporting to help our trading desks validate funding balances and short-term future funding needs.• Stock loan processing for LATAM securities to match off with financing entries.• Continually performing validation checks regarding process improvements and trying to anticipate strategic improvements to our current control frameworks regarding how to minimize operational error.

• Overall responsibilities include providing Swaps and Derivatives Trader Support. Manage trade validation and trade amendment booking while being responsible for the analysis and resolution for issues related to products that require special handling or ad hoc resolution.• Daily team involvement includes corporate action processing, lifecycle management, allocation adjustments, trade correction processing, instrument amendments, trade break reconciliation, break research and resolution, assisting with PnL and local currency funding requirements, answering trading, sales, and client queries• Daily focus to enhance the control framework for the ECS Trade Support group including a review of operational procedures, control and communication gaps, roles and responsibilities across operations regions and aligning controls with daily task monitoring applications.• Daily review of ledger vs ledger reconciliation reports to monitor items for aging, regulatory concerns, large dollar and/or operational control gaps.

Served as the Impact (ICI) sub-ledger subject matter expert (SME) for the rates and RMBS securities accounting function. • Manage daily ledger and sub-ledger reporting along with monthly account substantiation. • Provide customer statement reconciliation between inter-company accounts. • Reconcile ledger vs book runner P&L to resolve daily differences.

Managed a team of six margin analysts and acted as the first-level escalation for client collateral issues. • Successfully led the transition of workload from the New York office to the Jacksonville, Florida office.• Actively managed risk within the margin space and identified control opportunities; worked closely with senior leadership to identify and enhance control policies. • Reviewed and updated processes on a frequent basis as processing gaps were identified. • Worked with project managers to develop improved technology and margin reporting to streamline processes.

Supervised a team of three margin analysts who supported the Citigroup institutional exchange cleared derivative business. • Participated in an operational migration to Buffalo, NY to help build the bank’s clearing operations groups. • Work closely with control teams to manage risk and monitor client exposure.• Acted as a point of contact for Citigroup's client service associates to help provide exceptional client utility. • Helped create Citi's clearing operations to prepare for the requirements of the Dodd-Frank Act. • Created business requirement documents to create greater efficiencies in margin department procedures.

As an analyst, managed client margin clearing relationships and provided direct coverage for two top revenue producing asset managers. • Executed $800M worth of wire transactions daily, resolved trade reconciliations, net asset valuations (NAV), marked-to-market, P&L and interest calculations. • Provided collateral management, trade execution, regulatory reporting, wire transactions and reconciliations. • Demonstrated excellent working knowledge of domestic/international exchange listed futures, options, equity options, delivery vs. payment (DVP), depository trust company (DTC) settlement, SWIFT payment, and Euroclear. • Liaised regularly with CEOs, CFOs, legal, sales, technology and operations personnel to assist with client account management. • Handled margin calls, FX trade execution, fixed income/collateral management, direct purchase from trading desk, settlement and segregation of securities.• Managed client relationships and identified opportunities on future projects to grow potential business efficiencies; offered the highest degree of client service in a consistent and professional manner. • Actively traveled to conduct client presentations for new business opportunities and to accumulate performance valuation feedback.

• Assisted a Broker / FA in everyday client requests, researched investments options, create SEC 10b5-1 database, analyzed individual equity investments, 529 investments, researched non-profit organizations (501c3), encouraged client relationships, and processed client requests.