Robert Molinari, Crcp® Email & Phone Number

Senior Vice President and Chief Regulatory Affairs Officer for the nation’s largest privately held independent broker/dealer-RIA. 25+ years of experience in the financial services industry. Coordinated responses for hundreds of regulatory inquiries over the past 15+ years. Experience developing, implementing, and managing compliance and supervision programs across a large financial services organization subject to multiple regulatory frameworks. Strong background in securities compliance, including knowledge of SEC and FINRA rules applicable to broker-dealers and registered investment advisers. Senior leadership presence, with the communication and organizational skills to effectively influence firm leadership on prudent courses of action. Savvy strategic thinker who drives innovative regulatory solutions. Superior leadership and management skills - coach, retain, and develop talent. High-energy, positive, and entrepreneurial in spirit, while goal-oriented and results-driven. Currently serving on the Financial Services Institute Compliance Council. Previously served on the FINRA West Regional Committee. Master of Business Administration from Babson College - Franklin W. Olin Graduate School of Business and Bachelor of Science degree from Northeastern University.

Listed skills include Uniform Combined State Law, Finra, Securities, Investments, and 8 others.