Bob Oram, head of the Securities Industry Practice at H Papa & Associates, consults on securities industry dispute resolution issues. Bob advises brokerage firms, brokers, investors and legal counselors on regulatory matters pertaining to securities transactions and brokerage accounts; he conducts forensic evaluations of securities matters to make determinations, draw conclusions and form opinions related to unauthorized trading, excessive trading, margin, suitability, supervision, compliance, FINRA and SEC regulations, compliance manuals, and asset allocation. Bob’s expertise and understanding of the securities industry are invaluable to individuals and institutions looking to resolve complicated issues involving securities transactions and the handling of brokerage accounts, including in litigation or alternative dispute resolution.

Bob Oram, head of the Securities Industry Practice at THG Consultants, consults on securities industry dispute resolution issues. Bob advises brokerage firms, brokers, investors and legal counselors on regulatory matters pertaining to securities transactions and brokerage accounts; he conducts forensic evaluations of securities matters to make determinations, draw conclusions and form opinions related to unauthorized trading, excessive trading, margin, suitability, supervision, compliance, FINRA and SEC regulations, compliance manuals, and asset allocation. Bob’s expertise and understanding of the securities industry are invaluable to individuals and institutions looking to resolve complicated issues involving securities transactions and the handling of brokerage accounts, including in litigation or alternative dispute resolution.

Wunderlich Securities New York, NYSenior Vice President - Institutional Equity Sales• Leveraged personal relationships with Portfolio Managers/Analysts to increase market share with existing institutional clients and penetrate new accounts for the firm. • Covered a number of major institutional clients - hedge funds, mutual funds, sovereign wealth fund and other long-only managers.• Increased commission matrix tenfold at major institutional client.

FTN EQUITY CAPITAL MARKETS, New York, NY 2005-2010 Managing Director- Institutional Equity Sales• Leveraged strong relationships with analysts to maximize market share with institutional clients. • Covered a broad array of institutional investors - hedge funds, mutual funds and other long-only managers including state pension funds.• Increased commission dollars by approximately 400% from major hedge fund account over [24] month time period.

• Developed middle market institutional accounts as well as high net worth individual business through referrals.• Managed $20mm in assets as a Registered Investment Advisor• Qualified for the Chairman’s Council

Developed middle market institutional accounts leveraging research and block trading.• Dramatically improved profitability at reassigned account- increased commissions by 1000% to over $1 million over 36 months..• Trained and qualified to market Holt Advisory stock analysis service.• Member of team tasked with developing new stock rating system.